Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with 1st Discount Brokerage. If you suffered losses investing with 1st Discount Brokerage, then Galvin Legal, PLLC may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
1st Discount Brokerage (CRD# 39164) (SEC# 801-68364, 8-48557)
As of April 4, 2020, 1st Discount Brokerage’s FINRA BrokerCheck Report contains the following:
8 Regulatory Event Disclosures
2 Arbitration Disclosures
Main Office Location
8927 HYPOLUXO ROAD
SUITE A5
LAKE WORTH, FL 33467
UNITED STATES
Mailing Address
8927 HYPOLUXO ROAD
SUITE A5
LAKE WORTH, FL 33467
UNITED STATES
Business Telephone Number
561-515-3200
Direct Owners and Executive Officers
1DB FINANCIAL, PARENT COMPANY
CHENG, NICKY MEIWEIN (CRD#:4146799), CHIEF COMPLIANCE OFFICER
CORLEY, WILLIAM HAROLD JR (CRD#:1321008), PRESIDENT
DEYOUNG, JOEL S (CRD#:4310876), MUNICIPAL PRINCIPAL
GALLAGHER, AILEEN M (CRD#:4606132), FINOP
ROHLOFF, GEORGE PATRICK (CRD#:2160441), ROSFP
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with 1st Discount Brokerage and would like a free consultation with a securities attorney, then please call Galvin Legal, PLLC at 1-800-405-5117.
This information is all publicly available and is being provided to you by Galvin Legal, PLLC.
Galvin Legal, PLLC is a national securities arbitration, securities mediation, securities litigation, securities fraud, securities regulation and compliance, and investor protection law practice. For more information on Galvin Legal, PLLC and its representation of investors, please visit www.galvinlegal.com or call 1-800-405-5117.
