Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with ADP Broker-Dealer. If you suffered losses investing with ADP Broker-Dealer, then Galvin Legal, PLLC may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
ADP Broker-Dealer (CRD# 37693) (SEC# 8-47885)
As of April 4, 2020, ADP Broker-Dealer’s FINRA BrokerCheck Report contains the following:
Main Office Location
ONE ADP BOULEVARD
ROSELAND, NJ 07068-1786
UNITED STATES
Mailing Address
71 HANOVER ROAD
MS – 580
FLORHAM PARK, NJ 07932
UNITED STATES
Business Telephone Number
973-712-2316
Direct Owners and Executive Officers
ADP ATLANTIC, LLC, SHAREHOLDER
BLAKE, JAMES PATRICK (CRD#:3078844), PRESIDENT, DIRECTOR
BOYLE, JAMES RICHARD (CRD#:3137180), AML OFFICER
EBERHARD, MICHAEL CHARLES, DIRECTOR
HANLEY, JUANITA DAVIDA (CRD#:5217439), CHIEF COMPLIANCE OFFICER, VICE PRESIDENT
HODGES, JEFFRY AARON (CRD#:5865575), DIRECTOR
JOHNSEN, NANCY ANN (CRD#:6306229), FINOP
MAGNO, CHRISTOPHER (CRD#:4598068), RISK MANAGEMENT OFFICER
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with ADP Broker-Dealer and would like a free consultation with a securities attorney, then please call Galvin Legal, PLLC at 1-800-405-5117.
This information is all publicly available and is being provided to you by Galvin Legal, PLLC.
Galvin Legal, PLLC is a national securities arbitration, securities mediation, securities litigation, securities fraud, securities regulation and compliance, and investor protection law practice. For more information on Galvin Legal, PLLC and its representation of investors, please visit www.galvinlegal.com or call 1-800-405-5117.
