American Portfolios Financial Services – Investor Alert
Galvin Legal is launching an investigation on behalf of investors who may have suffered losses investing with American Portfolios Financial Services. If you suffered losses investing with American Portfolios Financial Services, then Galvin Legal may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
American Portfolios Financial Services (CRD# 18487) (SEC# 8-37085)
As of August 24, 2016, American Portfolios Financial Services’ FINRA BrokerCheck Report contains the following:
4 Regulatory Event Disclosures
0 Civil Event Disclosures
0 Arbitration Disclosures
0 Bond Disclosures
Main Office Location
4250 VETERANS MEMORIAL HIGHWAY
4TH FLOOR EAST
HOLBROOK, NY 11741
Mailing Address
4250 VETERANS MEMORIAL HIGHWAY
4TH FLOOR EAST
HOLBROOK, NY 11741
Business Telephone Number
631-439-4600
Direct Owners and Executive Officers
AMERICAN PORTFOLIOS HOLDINGS, INC. – 100% SHAREHOLDER
ANTUNOVICH, ANNE (CRD# 4382309) – FINANCIAL AND OPERATIONS PRINCIPAL
DOLBER, LON TERRY (CRD# 862635) – PRESIDENT
DOLBER, LON TERRY (CRD# 862635) – CEO
DOLBERGRAPPONE, MELISSA ANN (CRD# 1555459) – SECRETARY
TAUCHES, FRANK ANTHONY JR (CRD# 829322) – EXECUTIVE VICE PRESIDENT LEGAL/COMPLIANCE
WENDEL, MARTIN HOWARD (CRD# 2436372) – CHIEF COMPLIANCE OFFICER
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with American Portfolios Financial Services and would like a free consultation with a securities attorney, then please call Galvin Legal at 1-800-405-5117.
Galvin Legal is a national securities arbitration, mediation, fraud, and investor protection law practice. For more information on Galvin Legal, please visit www.galvinlegal.com or call 1-800-405-5117.
