Ameritas Investment Corp – Investor Alert
Galvin Legal is launching an investigation on behalf of investors who may have suffered losses investing with Ameritas Investment Corp. If you suffered losses investing with Ameritas Investment Corp, then Galvin Legal may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
Ameritas Investment Corp (CRD# 14869) (SEC# 8-31296)
As of September 12, 2016, Ameritas Investment Corp’s FINRA BrokerCheck Report contains the following:
12 Regulatory Event Disclosures
0 Civil Event Disclosures
1 Arbitration Disclosures
0 Bond Disclosures
Main Office Location
5900 “O” STREET
LINCOLN, NE 68510-2234
Mailing Address
PO BOX 5507
LINCOLN, NE 68505-0507
Business Telephone Number
402-467-6900
Direct Owners and Executive Officers
AMERITAS LIFE INSURANCE CORP. – BENEFICIAL OWNER
BARTH, ROBERT CARL (CRD# 1979180) – DIRECTOR
BURNS, MICHAEL DENNIS (CRD# 2030617) – SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND RISK MANAGEMENT OFFICER
CADWELL, DEIDRE DAWN (CRD# 2503427) – VICE PRESIDENT – OPERATIONS
CURRY, VERNA MARIE (CRD# 846072) – VICE PRESIDENT, RETAIL SALES
ERICKSON, DONITA GAY (CRD# 1557353) – VICE PRESIDENT – FIXED INCOME TRADING
FARMEN, SCOTT RAYMOND (CRD# 5046977) – AML COMPLIANCE OFFICER
FLETCHER, SCOTT EDWARD (CRD# 2601333) – SVP AIC CAPITAL MARKETS
GROSSER, CONNIE SUE (CRD# 1998135) – VICE PRESIDENT – RISK & ANALYTICS AND FINANCIAL OPERATIONS PRINCIPAL
HITCHCOCK, SALENE MARIE (CRD# 2590328) – PRESIDENT AND CHIEF EXECUTIVE OFFICER
JANSEN, HEATHER JILL (CRD# 5300554) – VICE PRESIDENT, RETAIL SALES
KEENE, SCOTT DOUGLAS (CRD# 1943298) – VICE PRESIDENT & MANAGING DIRECTOR – PUBLIC FINANCE
LEFLER, BRUCE DAVID (CRD# 1516526) – VICE PRESIDENT – PUBLIC FINANCE
LESTER, WILLIAM WALLACE (CRD# 716810) – DIRECTOR
MORROW, ROBERT WOOD (CRD# 1666809) – VICE PRESIDENT, RETAIL SALES
MUNFORD, MARC CHRISTOPHER (CRD# 2722260) – VICE PRESIDENT – PUBLIC FINANCE
SANDBERG, OSCAR ALBERT (CRD# 410036) – VICE PRESIDENT, RETAIL SALES
SANDS, ROBERT JOHN HAMILTON (CRD# 1107457) – CORPORATE SECRETARY
SHERFFIUS, MARIA ELIZABETH (CRD# 2726500) – VICE PRESIDENT – COMPLIANCE OFFICER
SLAUGHTER, BRADLEY JOHN (CRD# 5011221) – ASSISTANT VICE PRESIDENT – PUBLIC FINANCE
SPEARMAN, JAY ALLEN (CRD# 4030362) – VICE PRESIDENT – PUBLIC FINANCE
STONEHOCKER, TIMMY LYNN (CRD# 1719995) – DIRECTOR AND CHAIRMAN
TRECEK, JOHN EDWARD (CRD# 1429723) – VICE PRESIDENT – PUBLIC FINANCE
WATKINS, DALLAS WAYNE (CRD# 6251661) – VICE PRESIDENT, PUBLIC FINANCE
WILLIAMS, DAVID MICHAEL (CRD# 2991405) – VICE PRESIDENT – ASSOCIATE GENERAL COUNSEL, ASSISTANT SECRETARY
WILTON, DARLA GAREE (CRD# 712257) – VICE PRESIDENT CHIEF ADMINISTRATION OFFICER
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Ameritas Investment Corp and would like a free consultation with a securities attorney, then please call Galvin Legal at 1-800-405-5117.
Galvin Legal is a national securities arbitration, mediation, fraud, and investor protection law practice. For more information on Galvin Legal, please visit www.galvinlegal.com or call 1-800-405-5117.
