Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with Arive Capital Markets. If you suffered losses investing with Arive Capital Markets, then Galvin Legal, PLLC may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
Arive Capital Markets (CRD# 8060) (SEC# 8-43350)
As of April 4, 2020, Arive Capital Markets’s FINRA BrokerCheck Report contains the following:
2 Regulatory Event Disclosures
Main Office Location
8808 5TH AVENUE
BROOKLYN, NY 11209
UNITED STATES
Mailing Address
8808 5TH AVENUE
BROOKLYN, NY 11209
UNITED STATES
Business Telephone Number
646-564-9041
Direct Owners and Executive Officers
LIBERTY VIEW HOLDINGS LLC, DIRECT OWNER
ARIVE HOLDINGS, LLC, DIRECT OWNER
MICHAEL DI GIOIA LLC, OWNER
SIDERIS, GIASAMIS (CRD#:2416713), CEO
SULLIVAN, THOMAS FRANCIS (CRD#:1145000), CFO/FINOP
WILLIAMS, JOHN MARSHALL (CRD#:2833948), EXEC. OFFICER, CCO, ROSFP
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Arive Capital Markets and would like a free consultation with a securities attorney, then please call Galvin Legal, PLLC at 1-800-405-5117.
This information is all publicly available and is being provided to you by Galvin Legal, PLLC.
Galvin Legal, PLLC is a national securities arbitration, securities mediation, securities litigation, securities fraud, securities regulation and compliance, and investor protection law practice. For more information on Galvin Legal, PLLC and its representation of investors, please visit www.galvinlegal.com or call 1-800-405-5117.
Formerly Known As, Aliases, and Affiliates
REIT & GILMOUR, REID AND ASSOCIATES, REIT & GILMOUR, REID AND ASSOCIATES
