Did you suffer investment losses with Arkadios Capital (CRD# 282710) (SEC# 8-69729)?
Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with Arkadios Capital. If you suffered losses investing with Arkadios Capital, then Galvin Legal, PLLC may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
As of April 4, 2020, Arkadios Capital’s FINRA BrokerCheck Report contains the following:
Main Office Location
309 EAST PACES FERRY ROAD
SUITE 1000
ATLANTA, GA 30305
UNITED STATES
Mailing Address
309 EAST PACES FERRY ROAD
SUITE 1000
ATLANTA, GA 30305
UNITED STATES
Business Telephone Number
404-893-4100
Arkadios Capital’s Direct Owners and Executive Officers
ARKADIOS HOLDINGS, INC., OWNER
HARRISON, JOHN DORWARD (CRD#:2361768), EXECUTIVE DIRECTOR
MILLICAN, DAVID YANCEY IV (CRD#:2788060), CEO
PAYNE, CHESTER CARLTON (CRD#:4782341), EXECUTIVE DIRECTOR – COO
SCHWARTZ, GARY STEVEN (CRD#:2691699), CHIEF COMPLIANCE OFFICER, POO, FINOP/PFO
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Arkadios Capital and would like a free consultation with a securities attorney, then please call Galvin Legal, PLLC at 1-800-405-5117.
This information is all publicly available and is being provided to you by Galvin Legal, PLLC.
Galvin Legal, PLLC is a national securities arbitration, securities mediation, securities litigation, securities fraud, securities regulation and compliance, and investor protection law practice. For more information on Galvin Legal, PLLC and its representation of investors, please visit www.galvinlegal.com or call 1-800-405-5117.
Formerly Known As, Aliases, and Affiliates
MSY SECURITIES, LLC, MSY SECURITIES, LLC
