Arvest Wealth Management – Investor Alert
Galvin Legal is launching an investigation on behalf of investors who may have suffered losses investing with Arvest Wealth Management. If you suffered losses investing with Arvest Wealth Management, then Galvin Legal may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
Arvest Wealth Management (CRD# 42057) (SEC# 49677)
As of January 18, 2017, Arvest Wealth Management’s FINRA BrokerCheck Report contains the following:
2 Regulatory Event Disclosures
0 Civil Event Disclosures
1 Arbitration Disclosures
0 Bond Disclosures
Main Office Location
921 West Monroe Avenue
Lowell, AR 72745
Mailing Address
P.O. Box 1515
Lowell, AR 72745-1515
Business Telephone Number
877-278-3781
Direct Owners and Executive Officers
ARVEST BANK – OWNER
BILITER, DAVID LEE (CRD#:1690995) – EVP/SALES MANAGER/DIRECTOR
BREWER, GRETCHEN DAPHYNE (CRD#:5089523) – FINANCIAL AND OPERATIONS PRINCIPAL
DERRYBERRY, DEE GARRISON (CRD#:4013705) – COO
GIBBS, CLIFFORD HENRY (CRD#:6578511) – DIRECTOR
GRIFFIN, LARRY BRAD (CRD#:1742219) – EVP/SALES MANAGER/DIRECTOR
HARPS, THOMAS BITTENBENDER (CRD#:1551974) – CHIEF COMPLIANCE OFFICER
JARRETT, CALVIN BUFORD (CRD#:2812973) – PRESIDENT/CFO/DIRECTOR
KELLY, JAMES ROBERT (CRD#:2812979) – DIRECTOR
KING, JAMES MACGREGOR (CRD#:1151688) – CHIEF EXECUTIVE OFFICER/DIRECTOR
KRIEGER, BRADLEY WAYNE (CRD#:6579988) – DIRECTOR
PAYNE, KARLA (CRD#:4725253) – DIRECTOR
PERRON, JOHN ARLEIGH (CRD#:3159317) – MUNICIPAL PRINCIPAL
PERRON, JOHN ARLEIGH (CRD#:3159317) – REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL (ROSFP)
PERRON, JOHN ARLEIGH (CRD#:3159317) – ARVEST1 MANAGER
ROGERS, DONNY RAY JR (CRD#:2602108) – PRESIDENT/CEO TRUST/DIRECTOR
SABIN, KENNETH KEVIN (CRD#:5947088) – DIRECTOR
WALKER, DONALD EUGENE (CRD#:6578113) – DIRECTOR
WILKERSON, STEPHANIE LYN (CRD#:2572230) – OPERATIONS PRINCIPAL
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Arvest Wealth Management and would like a free consultation with a securities attorney, then please call Galvin Legal at 1-800-405-5117.
Galvin Legal is a national securities arbitration, mediation, fraud, and investor protection law practice. For more information on Galvin Legal, please visit www.galvinlegal.com or call 1-800-405-5117.
