Did you suffer investment losses with Ascendant Alternative Strategies (CRD# 283881) (SEC# 8-69769)?
Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with Ascendant Alternative Strategies. If you suffered losses investing with Ascendant Alternative Strategies, then Galvin Legal, PLLC may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
As of April 4, 2020, Ascendant Alternative Strategies’s FINRA BrokerCheck Report contains the following:
Main Office Location
405 LEXINGTON AVENUE
26TH FLOOR
NEW YORK, NY 10174
Mailing Address
405 LEXINGTON AVENUE
26TH FLOOR
NEW YORK, NY 10174
Business Telephone Number
212-651-4822
Ascendant Alternative Strategies’s Direct Owners and Executive Officers
DJ PARTNERS, LLC, MEMBER
MR RANGER LLC, MEMBER
COHEN, EDWARD BARRY (CRD#:1029283), FINOP/PFO/POO
HAWKINS, DIANE (CRD#:1918178), CCO
MARTINO, MARK DAVID (CRD#:1010228), CEO
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with the Firm and would like a free consultation with a securities attorney, then please call Galvin Legal, PLLC at 1-800-405-5117.
This information is all publicly available and is being provided to you by Galvin Legal, PLLC.
Galvin Legal, PLLC is a national securities arbitration, securities mediation, securities litigation, securities fraud, securities regulation and compliance, and investor protection law practice. For more information on Galvin Legal, PLLC and its representation of investors, please visit www.galvinlegal.com or call 1-800-405-5117.
Formerly Known As, Aliases, and Affiliates
ASCENDANT CAPITAL, ASCENDANT CAPITAL
