Bancwest Investment Services – Investor Alert
Galvin Legal is launching an investigation on behalf of investors who may have suffered losses investing with Bancwest Investment Services. If you suffered losses investing with Bancwest Investment Services, then Galvin Legal may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
Bancwest Investment Services (CRD# 29357) (SEC# 8-44261)
As of September 12, 2016, Bancwest Investment Services’s FINRA BrokerCheck Report contains the following:
0 Regulatory Event Disclosures
0 Civil Event Disclosures
1 Arbitration Disclosures
0 Bond Disclosures
Main Office Location
13220 CALIFORNIA STREET
2ND FLOOR
OMAHA, NE 68154-9750
Mailing Address
13220 CALIFORNIA STREET
2ND FLOOR
OMAHA, NE 68154-9750
Business Telephone Number
800-338-3919
Direct Owners and Executive Officers
BANK OF THE WEST – SOLE SHAREHOLDER
ARIZUMI, ALAN HISASHI (CRD# 6161821) – BWIS BOARD OF DIRECTORS
BENZ, MATTHEW WILLIAM (CRD# 5467399) – BWIS VICE PRESIDENT – REGIONAL MANAGER
CHAR, NEILL A (CRD# 6340996) – BWIS BOARD OF DIRECTORS
DUBENDORF, DARIN KEITH (CRD# 1692187) – BWIS VICE PRESIDENT – MARKETING PRODUCT MANAGER
GAFFNEY, GREGORY C (CRD# 1363456) – BWIS VICE PRESIDENT – REGIONAL MANAGER
HARMENING, ANDREW JOHN – BWIS BOARD OF DIRECTORS
HARRISON, ROBERT SCOTT (CRD# 5520605) – BWIS BOARD OF DIRECTORS
JAMAL, MALIA LITTLE (CRD# 1681671) – BWIS VICE PRESIDENT – REGIONAL MANAGER
MEYSENBURG, JASON LEE (CRD# 2724741) – BWIS VICE PRESIDENT – PRODUCT MANAGER
MULLIN, SEAN MICHAEL (CRD# 3072104) – BWIS VICE PRESIDENT – REGIONAL MANAGER
NIEMI, DALE ROBERT (CRD# 2135442) – BWIS BOARD OF DIRECTORS – BWIS PRESIDENT/CEO
OYADOMORI, MARK FRANCIOR (CRD# 1261794) – BWIS BOARD OF DIRECTORS – BWIS SR. VICE PRESIDENT
PANDIA, KAUSHAL (CRD# 6493438) – BWIS VICE PRESIDENT – DIGITAL BANKING SERVICES MANAGER
PHILLIPS, JOHN ROBERT (CRD# 1225737) – BWIS VICE PRESIDENT – INSURANCE PRODUCT MANAGER
STASTNY, ROBERT JOSEPH (CRD# 5084163) – BWIS VICE PRESIDENT – CHIEF FINANCIAL OFFICER
STINSON, LARRY REX (CRD# 1619399) – BWIS VICE PRESIDENT – REGIONAL MANAGER
TOTTORI, MICHAEL AKEO (CRD# 3255621) – BWIS VICE PRESIDENT – REGIONAL MANAGER
WEISS, GREGORY – BWIS VICE PRESIDENT – CHIEF COMPLIANCE OFFICER
WONG, VERNON YEW CHEONG (CRD# 1292191) – BWIS VICE PRESIDENT – REGIONAL MANAGER
WOODWARD, STEVEN HOWARD (CRD# 2422422) – BWIS SR. VICE PRESIDENT – CHIEF OPERATIONS OFFICER
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Bancwest Investment Services and would like a free consultation with a securities attorney, then please call Galvin Legal at 1-800-405-5117.
Galvin Legal is a national securities arbitration, mediation, fraud, and investor protection law practice. For more information on Galvin Legal, please visit www.galvinlegal.com or call 1-800-405-5117.
