Benjamin Securities – Investor Alert
Galvin Legal is launching an investigation on behalf of investors who may have suffered losses investing with Benjamin Securities. If you suffered losses investing with Benjamin Securities, then Galvin Legal may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
Benjamin Securities (CRD# 7754) (SEC# 23518)
As of January 24, 2017, Benjamin Securities’s FINRA BrokerCheck Report contains the following:
1 Regulatory Event Disclosures
Main Office Location
750 Veterans Memorial Highway Suite 210
Hauppauge, NY 11788
Mailing Address
750 Veterans Memorial Highway Suite 210
Hauppauge, NY 11788
Business Telephone Number
516-931-1090
Direct Owners and Executive Officers
BAKER GLOBAL ASSET MANAGEMENT, INC. – OWNER
BAKER, WILLIAM THOMAS (CRD#:1804430) – PRESIDENT,MSRB, CCO,AML COMPLIANCE OFFICER OF BENJAMIN – SEC. & PRESIDENT,CEO,SHAREHOLDER OF BAKER GLOBAL ASSET
GETTENBERG, GARY (CRD#:1973696) – FINANACIAL OPERATIONS PRINCIPAL
LAUNDRIE, THOMAS WILLIAM (CRD#:1207021) – VICE PRESIDENT/ ROSFP
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Benjamin Securities and would like a free consultation with a securities attorney, then please call Galvin Legal at 1-800-405-5117.
Galvin Legal is a national securities arbitration, mediation, fraud, and investor protection law practice. For more information on Galvin Legal, please visit www.galvinlegal.com or call 1-800-405-5117.
