Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with Cantella & Co. If you suffered losses investing with Cantella & Co, then Galvin Legal, PLLC may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
Cantella & Co (CRD# 13905) (SEC# 801-60841, 8-23904)
As of April 4, 2020, Cantella & Co’s FINRA BrokerCheck Report contains the following:
18 Regulatory Event Disclosures
1 Civil Event Disclosures
6 Arbitration Disclosures
5 Bond Disclosures
Main Office Location
350 MAIN STREET, 3RD FL.
MALDEN, MA 02148
UNITED STATES
Mailing Address
350 MAIN STREET, 3RD FL.
MALDEN, MA 02148
UNITED STATES
Business Telephone Number
617-521-8630
Direct Owners and Executive Officers
CANTELLA MANAGEMENT CORPORATION, SHAREHOLDER
DEVLIN, JENNIE L (CRD#:4501667), DIRECTOR, PRESIDENT, CHIEF REVENUE OFFICER
DOSHIER, DAVID ALAN (CRD#:1101013), DIRECTOR
HOWETT, SHEELAGH (CRD#:4801887), DIRECTOR, CHIEF RISK OFFICER, CHIEF COMPLIANCE OFFICER
LANSTEIN, JONATHAN (CRD#:4557328), DIRECTOR, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER
MARSTON, JONATHAN BROOKS (CRD#:1502259), DIRECTOR
MCEVOY, WILLIAM HADLEY (CRD#:5240677), DIRECTOR, CHIEF FINANCIAL OFFICER
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Cantella & Co and would like a free consultation with a securities attorney, then please call Galvin Legal, PLLC at 1-800-405-5117.
This information is all publicly available and is being provided to you by Galvin Legal, PLLC.
Galvin Legal, PLLC is a national securities arbitration, securities mediation, securities litigation, securities fraud, securities regulation and compliance, and investor protection law practice. For more information on Galvin Legal, PLLC and its representation of investors, please visit www.galvinlegal.com or call 1-800-405-5117.
