Did you suffer investment losses with Cantor Fitzgerald & Co. (CRD# 134) (SEC# 8-201)?
Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with Cantor Fitzgerald & Co.. If you suffered losses investing with Cantor Fitzgerald & Co., then Galvin Legal, PLLC may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
As of April 4, 2020, Cantor Fitzgerald & Co.’s FINRA BrokerCheck Report contains the following:
84 Regulatory Event Disclosures
Main Office Location
110 EAST 59TH STREET, 4TH FLOOR
NEW YORK, NY 10022
UNITED STATES
Mailing Address
110 EAST 59TH STREET, 4TH FLOOR
NEW YORK, NY 10022
UNITED STATES
Business Telephone Number
212-938-5000
Cantor Fitzgerald & Co.’s Direct Owners and Executive Officers
CFS CF & CO I HOLDINGS, L.P., PARTNER
CFGM CF & CO HOLDINGS, LLC, PARTNER
ANZALONE, THOMAS JOSEPH (CRD#:1161513), CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER
BANDELIER, PASCAL DANIEL (CRD#:4424051), SENIOR MANAGING DIRECTOR
BUCCOLA, JAMES ANTHONY (CRD#:4656698), SENIOR MANAGING DIRECTOR
CFLP CF & CO I HOLDINGS, L.P., PARTNER
KAPLAN, MARK ELLIOT (CRD#:2618079), CHAIRMAN OF SUPERVISORY COMMITTEE/HEAD OF EXECUTIVE COMMITTEE/CHIEF OPERATING OFFICER
KELLY, SAGE NOLAN (CRD#:2528122), SENIOR MANAGING DIRECTOR
MERKEL, STEPHEN MARCUS (CRD#:2366318), EXECUTIVE MANAGING DIRECTOR, CHIEF LEGAL OFFICER, GENERAL COUNSEL & SECRETARY
PAULSON, KENNETH MICHAEL (CRD#:2862259), CHIEF FINANCIAL OFFICER
SHIELDS, WILLIAM MICHAEL (CRD#:2380166), CHIEF COMPLIANCE OFFICER
YALMOKAS, JONATHAN L (CRD#:2676066), SENIOR MANAGING DIRECTOR
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Cantor Fitzgerald & Co. and would like a free consultation with a securities attorney, then please call Galvin Legal, PLLC at 1-800-405-5117.
This information is all publicly available and is being provided to you by Galvin Legal, PLLC.
Galvin Legal, PLLC is a national securities arbitration, securities mediation, securities litigation, securities fraud, securities regulation and compliance, and investor protection law practice. For more information on Galvin Legal, PLLC and its representation of investors, please visit www.galvinlegal.com or call 1-800-405-5117.
