Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with Capital City Securities. If you suffered losses investing with Capital City Securities, then Galvin Legal, PLLC may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
Capital City Securities (CRD# 146001) (SEC# 8-67771)
As of April 4, 2020, Capital City Securities’s FINRA BrokerCheck Report contains the following:
1 Regulatory Event Disclosures
1 Arbitration Disclosures
Main Office Location
3789 ATTUCKS DR
POWELL, OH 43065
Mailing Address
3789 ATTUCKS DR
POWELL, OH 43065
Business Telephone Number
614-485-0803
Direct Owners and Executive Officers
CAPITAL CITY PARTNERS, INC., OWNER/MANAGING MEMBER
CRAWFORD, TODD EDWARD (CRD#:1951009), PRESIDENT
CRAWFORD, TODD EDWARD (CRD#:1951009), CCO
ROLAND, JAMES MERVIN (CRD#:1871181), V. P. COMPLIANCE AND OPERATIONS
ROLAND, JAMES MERVIN (CRD#:1871181), OPTIONS PRINCIPAL
TOMASELLO, JAC GERARD (CRD#:1749835), FIN OP
TOMASELLO, JAC GERARD (CRD#:1749835), MP
TOMASELLO, JAC GERARD (CRD#:1749835), GENERAL PRINCIPAL
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Capital City Securities and would like a free consultation with a securities attorney, then please call Galvin Legal, PLLC at 1-800-405-5117.
This information is all publicly available and is being provided to you by Galvin Legal, PLLC.
Galvin Legal, PLLC is a national securities arbitration, securities mediation, securities litigation, securities fraud, securities regulation and compliance, and investor protection law practice. For more information on Galvin Legal, PLLC and its representation of investors, please visit www.galvinlegal.com or call 1-800-405-5117.