Centaurus Financial – Investor Alert
Galvin Legal is launching an investigation on behalf of investors who may have suffered losses investing with Centaurus Financial. If you suffered losses investing with Centaurus Financial, then Galvin Legal may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
Centaurus Financial (CRD# 30833) (SEC# 8-45185)
As of August 24, 2016, Centaurus Fionancial’s FINRA BrokerCheck Report contains the following:
10 Regulatory Event Disclosures
8 Arbitration Disclosures
Main Office Location
2300 E. KATELLA AVENUE
SUITE #200
ANAHEIM, CA 92806
Mailing Address
2300 E. KATELLA AVENUE
SUITE #200
ANAHEIM, CA 92806
Business Telephone Number
714-456-1790
Direct Owners and Executive Officers
FEDERATION OF FINANCIAL SERVICES – OWNER
KREMER, STEPHEN MARK (CRD# 1188829) – OWNER
RUBINO, MICHAEL PETER (CRD# 1188940) – OWNER
ADAMS, JOHN GLENN (CRD# 4410751) – DIRECTOR/SVP/COO
DUHOVIC, JEROME VICTOR (CRD# 2123754) – DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER
FUENTES, MARCO ADAN (CRD# 1903158) – CHIEF COMPLIANCE OFFICER
KING, JAMES RONALD SR (CRD# 269927) – DIRECTOR/CHAIRMAN OF THE BOARD/CEO
KING, PAUL J (CRD# 5017845) – DIRECTOR/GENERAL COUNSEL
KING, WESTLEY HAYES (CRD# 2527676) – DIRECTOR/PRESIDENT/CMO
LEJMAN, SHERI J – CHIEF FINANCIAL OFFICER/SVP/FINANCIAL AND OPERATIONS PRINCIPAL
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Centaurus Financial and would like a free consultation with a securities attorney, then please call Galvin Legal at 1-800-405-5117.
Galvin Legal is a national securities arbitration, mediation, fraud, and investor protection law practice. For more information on Galvin Legal, please visit www.galvinlegal.com or call 1-800-405-5117.
