Coastal Equities (CRD# 23769) (SEC# 8-40822)
Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with Coastal Equities. If you suffered losses investing with Coastal Equities, then Galvin Legal, PLLC may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
As of April 4, 2020, Coastal Equities’s FINRA BrokerCheck Report contains the following:
5 Regulatory Event Disclosures
Main Office Location
1201 N. ORANGE STREET
SUITE 729
WILMINGTON, DE 19801
UNITED STATES
Mailing Address
1201 N. ORANGE STREET
SUITE 729
WILMINGTON, DE 19801
UNITED STATES
Business Telephone Number
888-657-5200
Direct Owners and Executive Officers
ORANGE STREET HOLDINGS, INC., SHAREHOLDER
MONAHAN, DAVID JAMES (CRD#:6567683), FINOP/CFO
RAKERD, MATTHEW DWAYNE (CRD#:2516470), CHIEF OPERATING OFFICER/DIRECTOR
REILING, CHARLES FRANCIS III (CRD#:2916761), PRESIDENT/DIRECTOR/ FINOP
SKINNER, FRANCIS J (CRD#:6429898), CHIEF COMPLIANCE OFFICER/CHIEF LEGAL OFFICER
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Coastal Equities and would like a free consultation with a securities attorney, then please call Galvin Legal, PLLC at 1-800-405-5117.
This information is all publicly available and is being provided to you by Galvin Legal, PLLC.
Galvin Legal, PLLC is a national securities arbitration, securities mediation, securities litigation, securities fraud, securities regulation and compliance, and investor protection law practice. For more information on Galvin Legal, PLLC and its representation of investors, please visit www.galvinlegal.com or call 1-800-405-5117.
Formerly Known As, Aliases, and Affiliates
THE FALMOUTH FINANCIAL GROUP, THE FALMOUTH FINANCIAL GROUP
