Did you suffer investment losses with Colorado Financial Services Corporation (CRD# 104343) (SEC# 801-76716, 8-52817)?
Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with Colorado Financial Services Corporation. If you suffered losses investing with Colorado Financial Services Corporation, then Galvin Legal, PLLC may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
As of April 4, 2020, Colorado Financial Services Corporation’s FINRA BrokerCheck Report contains the following:
2 Regulatory Event Disclosures
Main Office Location
188 INVERNESS DRIVE WEST
SUITE 100
CENTENNIAL, CO 80112
US
Mailing Address
188 INVERNESS DRIVE WEST
SUITE 100
CENTENNIAL, CO 80112
US
Business Telephone Number
303-962-7267
Colorado Financial Services Corporation’s Direct Owners and Executive Officers
COLORADO NATIONAL CORPORATION, OWNER
BIENEMANN, STEVEN JAMES (CRD#:5194856), EXECUTIVE VICE PRESIDENT, COO
HARRIS, JASON M (CRD#:6025986), ADVISORY SERVICES DIRECTOR
HEBERT, CHESTER JOSEPH (CRD#:1678446), CHAIRMAN, CHIEF EXECUTIVE OFFICER, PRESIDENT
HEBERT, CHESTER JOSEPH (CRD#:1678446), FINOP
LY, SINH THU (CRD#:3116289), GENERAL SECURITIES PRINCIPAL – CHIEF COMPLIANCE OFFICER
THOMAS, JOSEPH ALLISON (CRD#:1484206), OPTIONS PRINCIPAL
THOMAS, JOSEPH ALLISON JR (CRD#:1484206), MUNICIPAL SECURITIES PRINCIPAL
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Colorado Financial Services Corporation and would like a free consultation with a securities attorney, then please call Galvin Legal, PLLC at 1-800-405-5117.
This information is all publicly available and is being provided to you by Galvin Legal, PLLC.
Galvin Legal, PLLC is a national securities arbitration, securities mediation, securities litigation, securities fraud, securities regulation and compliance, and investor protection law practice. For more information on Galvin Legal, PLLC and its representation of investors, please visit www.galvinlegal.com or call 1-800-405-5117.
Formerly Known As, Aliases, and Affiliates
GIA FINANCIAL GROUP, L.L.C., GIA FINANCIAL GROUP, L.L.C.
