Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with Comerica Securities. If you suffered losses investing with Comerica Securities, then Galvin Legal, PLLC may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
Comerica Securities (CRD# 17079) (SEC# 801-64897, 8-35001)
As of April 4, 2020, Comerica Securities’s FINRA BrokerCheck Report contains the following:
13 Regulatory Event Disclosures
3 Arbitration Disclosures
Main Office Location
411 W LAFAYETTE BLVD
DETROIT, MI 48226
UNITED STATES
Mailing Address
411 W LAFAYETTE BLVD
MAIL CODE 3291
DETROIT, MI 48226
UNITED STATES
Business Telephone Number
800-232-6983
Direct Owners and Executive Officers
COMERICA INVESTMENT SERVICES, INC., SHAREHOLDER
BASILE, RAYMOND ANTHONY (CRD#:832657), DIRECTOR
HIGGINS, CYNTHIA JANE (CRD#:2192447), DIRECTOR
MALONE, MICHAEL WILLIAM (CRD#:1246185), CEO/PRESIDENT/CHAIRMAN
ROCKWELL, JOSHUA DAVID (CRD#:726803), DIRECTOR
SCHELL, RICHARD EDWARD (CRD#:1543415), SENIOR VICE PRESIDENT/ CCO
SCOTTO DIVETTA, CRESCENZO CHRISTOPHER (CRD#:4185150), SENIOR VICE PRESIDENT/CHIEF OPERATING OFFICER/ PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER/ DIRECTOR
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Comerica Securities and would like a free consultation with a securities attorney, then please call Galvin Legal, PLLC at 1-800-405-5117.
This information is all publicly available and is being provided to you by Galvin Legal, PLLC.
Galvin Legal, PLLC is a national securities arbitration, securities mediation, securities litigation, securities fraud, securities regulation and compliance, and investor protection law practice. For more information on Galvin Legal, PLLC and its representation of investors, please visit www.galvinlegal.com or call 1-800-405-5117.
