Galvin Legal is launching an investigation on behalf of investors who may have suffered losses investing with CoreCap Investments. If you suffered losses investing with CoreCap Investments, then Galvin Legal may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
CoreCap Investments (CRD# 37068) (SEC# 47783)
As of September 9, 2017, CoreCap Investments’s FINRA BrokerCheck Report contains the following:
3 Regulatory Event Disclosures
0 Civil Event Disclosures
0 Arbitration Disclosures
0 Bond Disclosures
Main Office Location
27777 FRANKLIN ROAD
SUITE 700
SOUTHFIELD, MI 48034
UNITED STATES
Mailing Address
27777 FRANKLIN ROAD
SUITE 700
SOUTHFIELD, MI 48034
UNITED STATES
Business Telephone Number
888-296-3360
Direct Owners and Executive Officers
CORE CAPITAL HOLDINGS, INC., PARENT COMPANY
MUNCIE, DAVID WAYNE (CRD#:1802808), CHIEF FINANCIAL OFFICER
PETT, RAYMOND MAX (CRD#:2357041), PRESIDENT & CHIEF EXECUTIVE OFFICER
VILLARREAL, JUDITH ANDREA (CRD#:1795375), SENIOR VICE PRESIDENT, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with CoreCap Investments and would like a free consultation with a securities attorney, then please call Galvin Legal at 1-800-405-5117.
Galvin Legal is a national securities arbitration, mediation, fraud, and investor protection law practice. For more information on Galvin Legal, please visit www.galvinlegal.com or call 1-800-405-5117.
