Cuso Financial Services – Investor Alert
Galvin Legal is launching an investigation on behalf of investors who may have suffered losses investing with Cuso Financial Services. If you suffered losses investing with Cuso Financial Services, then Galvin Legal may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
Cuso Financial Services (CRD# 42132) (SEC# 8-49711)
As of September 12, 2016, Cuso Financial Services’sFINRA BrokerCheck Report contains the following:
0 Regulatory Event Disclosures
0 Civil Event Disclosures
0 Arbitration Disclosures
0 Bond Disclosures
Main Office Location
10150 MEANLEY DRIVE, 1ST FLOOR
SAN DIEGO, CA 92131
Mailing Address
10150 MEANLEY DRIVE, 1ST FLOOR
SAN DIEGO, CA 92131
Business Telephone Number
858-530-4400
Direct Owners and Executive Officers
CUSO FINANCIAL SERVICES, INC. – GENERAL PARTNER & LIMITED PARTNER
3 RIVERS FEDERAL CREDIT UNION – LIMITED PARTNER
ABNB FEDERAL CREDIT UNION – LIMITED PARTNER
ADVANTIS CREDIT UNION – LIMITED PARTNER
ALLEGACY FEDERAL CREDIT UNION – LIMITED PARTNER
ALLEGACY SERVICES, LLC – LIMITED PARTNER
ALTURA CREDIT UNION – LIMITED PARTNER
BAXTER CREDIT UNION – LIMITED PARTNER
BAYFED CREDIT UNION – LIMITED PARTNER
BEATTIE, AMELIA HARDWICK (CRD# 712411) – CHIEF OPERATING OFFICER, ROSFP
BELLCO CREDIT UNION – LIMITED PARTNER
BLUE FEDERAL CREDIT UNION – LIMITED PARTNER
CITADEL FEDERAL CREDIT UNION – LIMITED PARTNER
CLACKAMAS COMMUNITY FEDERAL CREDIT UNION – LIMITED PARTNER
COASTAL FEDERAL FINANCIAL GROUP – LIMITED PARTNER
COMMUNITY AMERICA CREDIT UNION – LIMITED PARTNER
CONSUMERS CREDIT UNION – LIMITED PARTNER
CREDIT UNION OF SOUTHERN CALIFORNIA – LIMITED PARTNER
DAGGS, MONICA CAROL SELMAN (CRD# 4152277) – ROSFP
DAY AIR CREDIT UNION – LIMITED PARTNER
DFCU FINANCIAL FEDERAL CREDIT UNION – LIMITED PARTNER
EDUCATORS CREDIT UNION – LIMITED PARTNER
ELEVATIONS CREDIT UNION – LIMITED PARTNER
F&A FEDERAL CREDIT UNION – LIMITED PARTNER
FAIRWINDS CREDIT UNION – LIMITED PARTNER
FINANCIAL RESOURCES FEDERAL CREDIT UNION – LIMITED PARTNER
FIREFIGHTERS FIRST CREDIT UNION – LIMITED PARTNER
FIRST COMMUNITY CREDIT UNION – LIMITED PARTNER
HAWAII USA FEDERAL CREDIT UNION – LIMITED PARTNER
KILROY, DANIEL JOSEPH (CRD# 2022798) – CHIEF FINANCIAL OFFICER, FINOP
KRENZLER, DANNY LEE (CRD# 1359854) – ROSFP
MARION & POLK SCHOOLS CREDIT UNION – LIMITED PARTNER
MISSION FEDERAL CREDIT UNION – LIMITED PARTNER
MUMMAU, KEVIN SCOTT (CRD# 1089454) – ROSFP
NASA FEDERAL CREDIT UNION – LIMITED PARTNER
NUSENDA FEDERAL CREDIT UNION – LIMITED PARTNER
ONE NEVADA CREDIT UNION – LIMITED PARTNER
OREGON STATE CREDIT UNION – LIMITED PARTNER
PATELCO CREDIT UNION – LIMITED PARTNER
POWER FINANCIAL CREDIT UNION – LIMITED PARTNER
PUBLIC SERVICE CREDIT UNION – LIMITED PARTNER
REDWOOD CREDIT UNION – LIMITED PARTNER
ROGUE FEDERAL CREDIT UNION – LIMITED PARTNER
SAN ANTONIO FEDERAL CREDIT UNION – LIMITED PARTNER
SAN MATEO CREDIT UNION – LIMITED PARTNER
SELCO COMMUNITY CREDIT UNION – LIMITED PARTNER
SEYFERT, VALORIE ANNE (CRD# 1275676) – CHIEF EXECUTIVE OFFICER, ROSFP
SKYONE FEDERAL CREDIT UNION – LIMITED PARTNER
TRANG, RICHARD (CRD# 3198637) – ROSFP
UNIVERSITY FEDERAL CREDIT UNION – LIMITED PARTNER
UNIVERSITY OF KENTUCKY FEDERAL CREDIT UNION – LIMITED PARTNER
VERITY CREDIT UNION – LIMITED PARTNER
VONK, PETER KELSO (CRD# 1802421) – CHIEF COMPLIANCE OFFICER
WESCOM FINANCIAL & INSURANCE SERVICES – LIMITED PARTNER
WORKERS CREDIT UNION – LIMITED PARTNER
WRIGHT-PATT CREDIT UNION – LIMITED PARTNER
ZABUSKA, CYNTHIA DAWN (CRD# 714285) – ROSFP
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Cuso Financial Services and would like a free consultation with a securities attorney, then please call Galvin Legal at 1-800-405-5117.
Galvin Legal is a national securities arbitration, mediation, fraud, and investor protection law practice. For more information on Galvin Legal, please visit www.galvinlegal.com or call 1-800-405-5117.
