Did you suffer investment losses with DAI Securities (CRD# 36673) (SEC# 8-47393)?
Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with DAI Securities. If you suffered losses investing with DAI Securities, then Galvin Legal, PLLC may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
As of April 4, 2020, DAI Securities’s FINRA BrokerCheck Report contains the following:
Main Office Location
2200 CENTURY PARKWAY NE
SUITE 435
ATLANTA, GA 30345
UNITED STATES
Mailing Address
2200 CENTURY PARKWAY NE
SUITE 435
ATLANTA, GA 30345
UNITED STATES
Business Telephone Number
404-531-7080
DAI Securities’s Direct Owners and Executive Officers
DAI HOLDINGS, LLC, MEMBER
MICHALETZ, CHRISTINE ELLEN (CRD#:6004009), COO
MICHALETZ, JOSEPH GERARD (CRD#:1327534), PRESIDENT, CEO
RYAN, KIMBERLY ANN (CRD#:4316310), CFO
STRAUSS, ERNEST GEORGE IV (CRD#:4660664), CCO
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with DAI Securities and would like a free consultation with a securities attorney, then please call Galvin Legal, PLLC at 1-800-405-5117.
This information is all publicly available and is being provided to you by Galvin Legal, PLLC.
Galvin Legal, PLLC is a national securities arbitration, securities mediation, securities litigation, securities fraud, securities regulation and compliance, and investor protection law practice. For more information on Galvin Legal, PLLC and its representation of investors, please visit www.galvinlegal.com or call 1-800-405-5117.
Formerly Known As, Aliases, and Affiliates
LEWIS FINANCIAL GROUP, L.C., LEWIS FINANCIAL GROUP, L.C.
