Did you suffer investment losses with Davenport & Company (a/k/a Davenport Asset Management, Davenport Financial Advisors, Davenport Trust Company) (CRD# 1588) (SEC# 801-13057, 8-17103)?
Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with Davenport & Company (a/k/a Davenport Asset Management, Davenport Financial Advisors, Davenport Trust Company). If you suffered losses investing with Davenport & Company (a/k/a Davenport Asset Management, Davenport Financial Advisors, Davenport Trust Company), then Galvin Legal, PLLC may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
If you suffered losses and would like a free consultation with a securities attorney, then please call Galvin Legal, PLLC at 1-800-405-5117.
As of September 9, 2020, Davenport & Company (a/k/a Davenport Asset Management, Davenport Financial Advisors, Davenport Trust Company)’s FINRA BrokerCheck Report contains the following:
16 Regulatory Event Disclosures
3 Arbitration Disclosures
Main Office Location
ONE JAMES CENTER
901 E. CARY STREET
RICHMOND, VA 23219
UNITED STATES
Mailing Address
P.O. BOX 85678
RICHMOND, VA 23285-5678
UNITED STATES
Business Telephone Number
804-780-2000
If you suffered losses and would like a free consultation with a securities attorney, then please call Galvin Legal, PLLC at 1-800-405-5117.
Davenport & Company (a/k/a Davenport Asset Management, Davenport Financial Advisors, Davenport Trust Company)’s Direct Owners and Executive Officers
DAVENPORT & CO. OF VIRGINIA, INC, MEMBER
DAVA CORP., MEMBER
DAVENPORT CORP., MEMBER
ACKERLY, JOHN PAUL IV (CRD#:2460550), SVP, DIRECTOR
ALLBURN, SEAN JAMES (CRD#:2605269), MANAGING DIRECTOR
ANDERSON, DAVID CHARLES (CRD#:2312279), DIRECTOR
BALLOWE, HYLAH BOYD (CRD#:2533434), MANAGING DIRECTOR
BARKSDALE, WILLIAM RANDOLPH IV (CRD#:720050), MANAGING DIRECTOR
BEALL, MICHAEL SUNDERLAND (CRD#:707266), EXECUTIVE VP, DIRECTOR
BOLL, KEVIN GEORGE JR (CRD#:2881689), SVP, DIRECTOR
BRIGULIO, JR., BRIAN MITCHELL (CRD#:4970410), SVP, DIRECTOR
BROWN, EDWARD TRIGG JR (CRD#:850295), EVP, DIRECTOR
CHAPMAN, IRVING LEE IV (CRD#:2489697), PRESIDENT, CEO, DIRECTOR
COLE, EDWARD FISCUS III (CRD#:4146443), SVP, DIRECTOR
CORADI, RICHARD MARK (CRD#:1523319), MANAGING DIRECTOR
CRAWLEY, JAMES EDWARD (CRD#:1776949), MANAGING DIRECTOR
DAVENPORT IV, INC, MEMBER
DOLAN, RICHARD EDWARD III (CRD#:2348347), MANAGING DIRECTOR
GALLIHUGH, MAUREEN ANN (CRD#:1125521), MANAGING DIRECTOR
GANSMAN, JOHN ROBERT (CRD#:2382152), MANAGING DIRECTOR
GEHO, HARRISON MONCURE (CRD#:2361637), MANAGING DIRECTOR
GREGORY, KENNETH STUART (CRD#:1160002), SVP, MANAGING DIRECTOR
HAMILTON, HARRY WAYNE III (CRD#:1345514), MANAGING DIRECTOR
HERSHEY, WILLIAM ROBERTSON BEVERLEY (CRD#:2909345), SVP, DIRECTOR, CFO, FINOP AND PRINCIPAL FINANCIAL OFFICER
HOLMAN, KATHLEEN REGINA MACCIO (CRD#:2551633), EVP, CAO, DIRECTOR
HOOPER, LUCY WILLIAMS (CRD#:733228), EXECUTIVE VP, DIRECTOR
JARRETT, VIRGINIA BARTON (CRD#:1302171), MANAGING DIRECTOR
JOWDY, ANDREW JOSEPH SR (CRD#:1086582), MANAGING DIRECTOR
KANE, MICHAEL JOSEPH DAVID (CRD#:704604), MANAGING DIRECTOR
KEIGER, CATHERINE CONNELLY (CRD#:1313165), MANAGING DIRECTOR
KING, DEVON MATTHEW (CRD#:3159085), MANAGING DIRECTOR
KOOCH, ROLAND MARION JR (CRD#:2382419), DIRECTOR
LAUX, KYLE A (CRD#:4550086), SVP, DIRECTOR
LAVAY, MAURA JANE (CRD#:1255728), SVP, MANAGING DIRECTOR
LEWIS, ALISON LESLIE (CRD#:3113092), SVP, CCO OF INVESTMENT ADVISORY SERVICES
MANDERSKI, THERESA J (CRD#:2928010), SENIOR VICE PRESIDENT, AML COMPLIANCE OFFICER
MASON, JOSEPH D (CRD#:5111792), SVP, DIRECTOR
MCCORMACK, BRIAN ANDREW (CRD#:1600487), SVP, CHIEF COMPLIANCE OFFICER
MCDONALD, THOMAS RAMEY (CRD#:5571688), DIRECTOR
MCELHANEY, JON TAYLOR (CRD#:2883725), DIRECTOR
MIZELL, ROBERT FRANCIS (CRD#:1836694), EVP, DIRECTOR
OMOHUNDRO, JEFFREY FLOYD (CRD#:2155707), DIRECTOR
OWEN, RICHARD GAILLARD (CRD#:1197506), DIRECTOR
PAUCKE, JOSEPH WALTER (CRD#:1208500), SVP, DIRECTOR
PEARSON, CHRISTOPHER GLENN (CRD#:4979730), DIRECTOR
PRICE, THOMAS WINSTON (CRD#:2895319), MANAGING DIRECTOR
PRILLAMAN, GRAYSON BISHOP (CRD#:2707727), MANAGING DIRECTOR
RAY, JOEL MASON (CRD#:1483620), SVP DIRECTOR
RICHMOND, ANN MINORNUCKOLS (CRD#:2144754), SVP, MANAGING DIRECTOR, TREASURER, AND PRINCIPAL OPERATIONS OFFICER
ROGERS, COURTNEY EDWARD (CRD#:2237168), SVP, DIRECTOR
ROSE, DAVID PETER (CRD#:1288846), SVP, DIRECTOR
RULLMAN, RODNEY DAVID (CRD#:1007522), SVP, DIRECTOR
SANDERSON, JAMES EDWARD (CRD#:4886781), SVP, DIRECTOR
SCOTT, GARY WILSON (CRD#:1480048), SVP, DIRECTOR
SEVERT, TAMMY RENE (CRD#:3020053), SVP, DIRECTOR
SMITH, GEORGE LEVIN (CRD#:2988110), SVP, DIRECTOR
SULANKE, GEOFFREY ADAM (CRD#:4808910), MANAGING DIRECTOR
TAYLOR, TIMOTHY STEWART (CRD#:1492229), MANAGING DIRECTOR
TERZIMEHIC, EDIN NMN (CRD#:4634023), VP, ROSFP
TRICE, FRANKLIN ALEXANDER (CRD#:2219809), DIRECTOR
VALENTINE, EUGENE MASSIE JR (CRD#:1072110), MANAGING DIRECTOR
VALENTINE, HENRY LEE III (CRD#:1137054), SVP, DIRECTOR
VINE, JOHN GARTH (CRD#:1147747), SVP, DIRECTOR
WAGNER, ARIC NORMAN (CRD#:2267313), MANAGING DIRECTOR
WATSON, BRADLEY LAWRENCE (CRD#:2415210), SVP DIRECTOR
WELLFORD JR, TEN EYCK THOMPSON (CRD#:4985143), DIRECTOR
WORTHAM, COLEMAN III (CRD#:472921), CHAIRMAN, DIRECTOR
If you suffered losses and would like a free consultation with a securities attorney, then please call Galvin Legal, PLLC at 1-800-405-5117.
Due Diligence Requirement
FINRA requires broker-dealers to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. FINRA Rule 2111(a) states that “a member or an associated person must have a reasonable basis to believe that a recommended transaction or investment strategy involving a security or securities is suitable for the customer, based on the information obtained through the reasonable diligence of the member or associated person to ascertain the customer’s investment profile. A customer’s investment profile includes, but is not limited to, the customer’s age, other investments, financial situation and needs, tax status, investment objectives, investment experience, investment time horizon, liquidity needs, risk tolerance, and any other information the customer may disclose to the member or associated person in connection with such recommendation.”
Rule 2111 is composed of three main obligations: reasonable-basis suitability, customer-specific suitability, and quantitative suitability. Broker-Dealers that fail to conduct adequate due diligence on investments they recommend or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses and would like a free consultation with a securities attorney, then please call Galvin Legal, PLLC at 1-800-405-5117.
Request a Free Consultation with a Securities Attorney
If you suffered losses investing with Davenport & Company (a/k/a Davenport Asset Management, Davenport Financial Advisors, Davenport Trust Company) and would like a free consultation with a securities attorney, then please call Galvin Legal, PLLC at 1-800-405-5117.
This information is all publicly available and is being provided to you by Galvin Legal, PLLC.
Galvin Legal, PLLC is a national securities arbitration, securities mediation, securities litigation, securities fraud, securities regulation and compliance, and investor protection law practice. For more information on Galvin Legal, PLLC and its representation of investors, please visit www.galvinlegal.com or call 1-800-405-5117.
