Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with Deutsche Bank Securities. If you suffered losses investing with Deutsche Bank Securities, then Galvin Legal, PLLC may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
Deutsche Bank Securities (CRD# 2525) (SEC# 801-9638, 8-17822)
As of April 4, 2020, Deutsche Bank Securities’s FINRA BrokerCheck Report contains the following:
271 Regulatory Event Disclosures
2 Civil Event Disclosures
13 Arbitration Disclosures
Main Office Location
60 WALL STREET
NEW YORK, NY 10005
UNITED STATES
Mailing Address
60 WALL STREET
NYC60-3712
NEW YORK, NY 10005
UNITED STATES
Business Telephone Number
212-250-2500
Direct Owners and Executive Officers
DB U.S. FINANCIAL MARKETS HOLDING CORPORATION, STOCKHOLDER
BHANDARI, PRABHA (CRD#:6885122), GENERAL COUNSEL
CAMPION, PATRICK MARTIN (CRD#:4189183), DIRECTOR
DAVIES, JAMES EDWARD TERRIS (CRD#:6122252), CHIEF EXECUTIVE OFFICER & PRESIDENT
DEMAR, ANDREA LOURO, CHIEF COMPLIANCE OFFICER FOR INVESTMENT ADVISER
GREEN, CHARLES ERWIN JR (CRD#:2939574), DIRECTOR
MASSARO, TIBERIO (CRD#:1847137), DIRECTOR/CHIEF FINANCIAL OFFICER/FINOP
MAXIMINO, MANUEL (CRD#:4830890), DIRECTOR
RINALDI, CHARLES J (CRD#:5832043), CHIEF COMPLIANCE OFFICER
SANDERSON, MICHAEL SEAN (CRD#:5765142), DIRECTOR
SHANNON, RICHARD (CRD#:6700943), DIRECTOR
STUCCHIO, ANTHONY (CRD#:2198592), DIRECTOR
STUCCHIO, ANTHONY (CRD#:2198592), CHIEF OPERATIONS OFFICER
WHITAKER, ADORA (CRD#:5005643), DIRECTOR
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Deutsche Bank Securities and would like a free consultation with a securities attorney, then please call Galvin Legal, PLLC at 1-800-405-5117.
This information is all publicly available and is being provided to you by Galvin Legal, PLLC.
Galvin Legal, PLLC is a national securities arbitration, securities mediation, securities litigation, securities fraud, securities regulation and compliance, and investor protection law practice. For more information on Galvin Legal, PLLC and its representation of investors, please visit www.galvinlegal.com or call 1-800-405-5117.
