Did you suffer investment losses with Dinosaur Financial Group (a/k/a Dinosaur Securities) (CRD# 104446) (SEC# 8-52908)?
Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with Dinosaur Financial Group (a/k/a Dinosaur Securities). If you suffered losses investing with Dinosaur Financial Group (a/k/a Dinosaur Securities), then Galvin Legal, PLLC may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
As of April 4, 2020, Dinosaur Financial Group’s (a/k/a Dinosaur Securities) FINRA BrokerCheck Report contains the following:
5 Regulatory Event Disclosures
Main Office Location
470 PARK AVE SOUTH
9TH FLOOR
NEW YORK, NY 10016
USA
Mailing Address
470 PARK AVE SOUTH
9TH FLOOR
NEW YORK, NY 10016
USA
Business Telephone Number
212-448-9944
Dinosaur Financial Group’s (a/k/a Dinosaur Securities) Direct Owners and Executive Officers
DINOSAUR GROUP HOLDINGS, LLC, PARENT
FRITH, VENISHA (CRD#:4805172), VP, FINOP, PRINCIPAL OPERATIONS OFFICER
GROSSMAN, GLENN ANDREW (CRD#:1657276), PRESIDENT/CEO/MANAGING MEMBER
PAVERMAN, MARK ELLIOT (CRD#:1046105), CCO/AMLCO
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Dinosaur Financial Group (a/k/a Dinosaur Securities) and would like a free consultation with a securities attorney, then please call Galvin Legal, PLLC at 1-800-405-5117.
This information is all publicly available and is being provided to you by Galvin Legal, PLLC.
Galvin Legal, PLLC is a national securities arbitration, securities mediation, securities litigation, securities fraud, securities regulation and compliance, and investor protection law practice. For more information on Galvin Legal, PLLC and its representation of investors, please visit www.galvinlegal.com or call 1-800-405-5117.
Formerly Known As, Aliases, and Affiliates
APB FINANCIAL GROUP, EAGLE BROKERS, APB FINANCIAL GROUP, EAGLE BROKERS