Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with Drexel Hamilton. If you suffered losses investing with Drexel Hamilton, then Galvin Legal, PLLC may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
Drexel Hamilton (CRD# 143570) (SEC# 8-67576)
As of April 4, 2020, Drexel Hamilton’s FINRA BrokerCheck Report contains the following:
2 Regulatory Event Disclosures
Main Office Location
77 WATER STREET
SUITE 201
NEW YORK, NY 10005
USA
Mailing Address
77 WATER STREET
SUITE 201
NEW YORK, NY 10005
USA
Business Telephone Number
212-632-0400
Direct Owners and Executive Officers
DREXEL HAMILTON HOLDINGS, LLC, SOLE MEMBER
BRENNAN, JOHN VINCENT, OWNER
FELICE, ANTHONY PHILIP (CRD#:4441607), CHIEF EXECUTIVE OFFICER
MARRONE, MICHAEL THOMAS (CRD#:4859949), FINOP
MARTINKO, JOHN CHRISTOPHER (CRD#:5286067), PRESIDENT
MEAD, THOMAS MCCLURE JR (CRD#:330666), MANAGING DIRECTOR, MUNICIPAL FINANCE
SANOK, EDWARD WILLIAM (CRD#:6301272), CHIEF COMPLIANCE OFFICER
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Drexel Hamilton and would like a free consultation with a securities attorney, then please call Galvin Legal, PLLC at 1-800-405-5117.
This information is all publicly available and is being provided to you by Galvin Legal, PLLC.
Galvin Legal, PLLC is a national securities arbitration, securities mediation, securities litigation, securities fraud, securities regulation and compliance, and investor protection law practice. For more information on Galvin Legal, PLLC and its representation of investors, please visit www.galvinlegal.com or call 1-800-405-5117.
