Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with Edward Jones. If you suffered losses investing with Edward Jones, then Galvin Legal, PLLC may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
Edward Jones (CRD# 250) (SEC# 801-3297, 8-759)
As of April 4, 2020, Edward Jones’s FINRA BrokerCheck Report contains the following:
73 Regulatory Event Disclosures
2 Civil Event Disclosures
148 Arbitration Disclosures
Main Office Location
12555 MANCHESTER ROAD
ST. LOUIS, MO 63131-3710
UNITED STATES
Mailing Address
12555 MANCHESTER ROAD
ST. LOUIS, MO 63131-3710
UNITED STATES
Business Telephone Number
314-515-8001
Direct Owners and Executive Officers
THE JONES FINANCIAL COMPANIES, L.L.L.P., LIMITED PARTNER
BASTIEN, KEVIN DWAYNE (CRD#:2766980), PRINCIPAL FINANCIAL OFFICER
CELLA, KENNETH RAY JR (CRD#:2089774), PRINCIPAL OF CLIENT STRATEGIES GROUP
CURRAN, THOMAS PATRICK (CRD#:2223955), PRINCIPAL OF BRANCH DEVELOPMENT
EDJ HOLDING COMPANY, INC., GENERAL PARTNER
FERRARI, VINCENT JOSEPH (CRD#:1961369), PRINCIPAL OF FIRM ADMINISTRATION
JOHNSON, KRISTIN MICHELE (CRD#:2662524), PRINCIPAL – HUMAN RESOURCES
LEWIS, CHRISTOPHER NORMAN (CRD#:5273186), GENERAL COUNSEL
LINK, RICHARD DAVID (CRD#:2017928), CHIEF COMPLIANCE OFFICER
NEY, TIMOTHY JAMES (CRD#:2300399), PRINCIPAL OPERATIONS OFFICER
PENNINGTON, PENELOPE (CRD#:4037237), CHIEF EXECUTIVE OFFICER
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Edward Jones and would like a free consultation with a securities attorney, then please call Galvin Legal, PLLC at 1-800-405-5117.
This information is all publicly available and is being provided to you by Galvin Legal, PLLC.
Galvin Legal, PLLC is a national securities arbitration, securities mediation, securities litigation, securities fraud, securities regulation and compliance, and investor protection law practice. For more information on Galvin Legal, PLLC and its representation of investors, please visit www.galvinlegal.com or call 1-800-405-5117.
