Frank Dunn
Galvin Legal is launching an investigation on behalf of investors who may have suffered losses investing with Frank Dunn. If you suffered losses investing with Frank Dunn, then Galvin Legal may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
Previous Registration(s)
10/2010 – PRESENT CONCORDE INVESTMENT SERVICES, LLC (CRD# 151604) – BEND, OR
05/2010 – 10/2010 STEVEN L. FALK & ASSOCIATES INC. (CRD# 14297) – LAS VEGAS, NV
12/2008 – 04/2010 PRIVATE ASSET GROUP, INC. (CRD# 142541) – THE WOODLANDS, TX
04/2007 – 12/2008 EPLANNING SECURITIES, INC. (CRD# 46000) – LAKE OSWEGO, OR
08/2003 – 04/2007 WAVELAND CAPITAL PARTNERS LLC (CRD# 40054) – HILLSBORO, OR
03/1993 – 04/1994 AMERICAN INTERSTATE FINANCIAL CORPORATION (CRD# 10552) – PORTLAND, OR
01/1983 – 04/1992 DUNN SECURITIES CORPORATION (CRD# 10858)
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Frank Dunn and would like a free consultation with a securities attorney, then please call Galvin Legal at 1-800-405-5117.
Galvin Legal is a national securities arbitration, mediation, fraud, and investor protection law practice. For more information on Galvin Legal, please visit www.galvinlegal.com.
