FSC Securities Corporation – Investor Alert
Galvin Legal is launching an investigation on behalf of investors who may have suffered losses investing with FSC Securities Corporation. If you suffered losses investing with FSC Securities Corporation, then Galvin Legal may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
FSC Securities Corporation (CRD# 7461) (SEC# 8-21770)
As of September 9, 2016, FSC Securities Corporation’s FINRA BrokerCheck Report contains the following:
22 Regulatory Event Disclosures
0 Civil Event Disclosures
18 Arbitration Disclosures
8 Bond Disclosures
Main Office Location
2300 WINDY RIDGE PKWY
SUITE 1100
ATLANTA, GA 30339
Mailing Address
2300 WINDY RIDGE PKWY
SUITE 1100
ATLANTA, GA 30339
Business Telephone Number
770-916-6500
Direct Owners and Executive Officers
FINANCIAL SERVICE CORPORATION – SHAREHOLDER
BROWN, VALERIE GAY (CRD# 4619265) – CHAIRPERSON
DILLON, JOHN JOSEPH (CRD# 4470999) – VICE PRESIDENT, CHIEF COMPLIANCE OFFICER
GULDNER, ROBERT JOHN (CRD# 2283980) – CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISORY
HASSANEIN, AHMED SAAD (CRD# 2888045) – CHIEF ACCOUNTING OFFICER, FNOP
MURPHY, JEROME JOHN (CRD# 2796596) – DIRECTOR, CHIEF EXECUTIVE OFFICER, PRESIDENT
SCHLUETER, MATTHEW ADAM (CRD# 2627931) – DIRECTOR, CHIEF OPERATIONS OFFICER, EVP
SIDLO, THOMAS BLAKE (CRD# 1012276) – MUNICIPAL PRINCIPAL
SORKIN, NOAH DAVID – EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with FSC Securities Corporation and would like a free consultation with a securities attorney, then please call Galvin Legal at 1-800-405-5117.
Galvin Legal is a national securities arbitration, mediation, fraud, and investor protection law practice. For more information on Galvin Legal, please visit www.galvinlegal.com or call 1-800-405-5117.
