Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with Geneos Wealth Management. If you suffered losses investing with Geneos Wealth Management, then Galvin Legal, PLLC may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
Geneos Wealth Management (CRD# 120894) (SEC# 801-62331, 8-65357)
As of April 4, 2020, Geneos Wealth Management’s FINRA BrokerCheck Report contains the following:
4 Regulatory Event Disclosures
Main Office Location
9055 E MINERAL CIRCLE
SUITE 200
CENTENNIAL, CO 80112
USA
Mailing Address
9055 E MINERAL CIRCLE
SUITE 200
CENTENNIAL, CO 80112
USA
Business Telephone Number
303-785-8470
Direct Owners and Executive Officers
GWM HOLDINGS, INC, STOCKHOLDER
BRUBAKER-RAGER, JODEE MAY (CRD#:1888958), CHIEF COMPLIANCE OFFICER
DIACHOK, RUSSELL RHINE (CRD#:1049804), CEO
DIACHOK, RYAN WESLEY (CRD#:4047236), PRESIDENT
HELMS, JEFFREY WRIGHT (CRD#:1346620), DIRECTOR
OLSON, RAYMOND COREY (CRD#:1527445), CFO
RAGER, DEAN ALLEN (CRD#:2852133), SENIOR VICE PRESIDENT & CHIEF ADVISORY COMPLIANCE OFFICER
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Geneos Wealth Management and would like a free consultation with a securities attorney, then please call Galvin Legal, PLLC at 1-800-405-5117.
This information is all publicly available and is being provided to you by Galvin Legal, PLLC.
Galvin Legal, PLLC is a national securities arbitration, securities mediation, securities litigation, securities fraud, securities regulation and compliance, and investor protection law practice. For more information on Galvin Legal, PLLC and its representation of investors, please visit www.galvinlegal.com or call 1-800-405-5117.
