Did you suffer investment losses with Great Point Capital (CRD# 114203) (SEC# 8-53402)?
Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with Great Point Capital. If you suffered losses investing with Great Point Capital, then Galvin Legal, PLLC may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
As of April 4, 2020, Great Point Capital’s FINRA BrokerCheck Report contains the following:
10 Regulatory Event Disclosures
Main Office Location
200 WEST JACKSON BLVD.
SUITE 1000
CHICAGO, IL 60606
USA
Mailing Address
200 WEST JACKSON BLVD.
SUITE 1000
CHICAGO, IL 60606
USA
Business Telephone Number
312-356-4405
Great Point Capital’s Direct Owners and Executive Officers
GREAT POINT TRADING LLC, MEMBER
EVEY, THOMAS JAMES (CRD#:1157236), CHIEF COMPLIANCE OFFICER, FINOP, AMLCO, SROP/CROP
MENGIN, GABRIEL J (CRD#:5067401), PRESIDENT
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Great Point Capital and would like a free consultation with a securities attorney, then please call Galvin Legal, PLLC at 1-800-405-5117.
This information is all publicly available and is being provided to you by Galvin Legal, PLLC.
Galvin Legal, PLLC is a national securities arbitration, securities mediation, securities litigation, securities fraud, securities regulation and compliance, and investor protection law practice. For more information on Galvin Legal, PLLC and its representation of investors, please visit www.galvinlegal.com or call 1-800-405-5117.
Formerly Known As, Aliases, and Affiliates
GREAT POINT TRADING LLC, MAVERICK BROKERAGE LLC, GREAT POINT TRADING LLC, MAVERICK BROKERAGE LLC
