H. Beck – Investor Alert
Galvin Legal is launching an investigation on behalf of investors who may have suffered losses investing with H. Beck. If you suffered losses investing with H. Beck, then Galvin Legal may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
H. Beck (CRD# 1763) (SEC# 8-31165)
As of September 9, 2016, H. Beck’s FINRA BrokerCheck Report contains the following:
15 Regulatory Event Disclosures
0 Civil Event Disclosures
4 Arbitration Disclosures
0 Bond Disclosures
Main Office Location
6600 ROCKLEDGE DRIVE
6TH FLOOR
BETHESDA, MD 20817
Mailing Address
6600 ROCKLEDGE DRIVE
6TH FLOOR
BETHESDA, MD 20817
Business Telephone Number
301-468-0100
Direct Owners and Executive Officers
SECURIAN FINANCIAL GROUP, INC. – 100 % SHARHOLDER
CHOCHREK, SUZANNE MARIE (CRD# 1520107) – DIRECTOR
CONNOLLY, GEORGE IGNATIUS (CRD# 1457599) – CHAIRMAN, CHIEF EXECUTIVE OFFICER & DIRECTOR
COOPER, BENJAMIN (CRD# 2223715) – SENIOR VICE PRESIDENT & CHIEF LEGAL OFFICER
DRESSELAERS, JAMES HENRY (CRD# 1106109) – CHIEF FIELD OFFICER
HESSLING, RAYMOND ROBERT JR (CRD# 2463931) – SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER
JEAN, CLINELLE ARMINTA (CRD# 2865111) – PRINCIPAL TRADER
PINKETT, KATHLEEN (CRD# 6184104) – DIRECTOR
THORSON, SCOTT CARL (CRD# 1651412) – FNOP, EXECUTIVE VICE PRESIDENT & CHIEF OPERATING OFFICER
WILSON, LOYALL EDWARD (CRD# 1368670) – PRESIDENT & DIRECTOR
ZACCARO, WARREN JOHN (CRD# 4948865) – DIRECTOR
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with H. Beck and would like a free consultation with a securities attorney, then please call Galvin Legal at 1-800-405-5117.
Galvin Legal is a national securities arbitration, mediation, fraud, and investor protection law practice. For more information on Galvin Legal, please visit www.galvinlegal.com or call 1-800-405-5117.
