Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with Hantz Financial Services. If you suffered losses investing with Hantz Financial Services, then Galvin Legal, PLLC may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
Hantz Financial Services (CRD# 46047) (SEC# 801-106859, 8-51291)
As of April 4, 2020, Hantz Financial Services’s FINRA BrokerCheck Report contains the following:
4 Regulatory Event Disclosures
2 Arbitration Disclosures
Main Office Location
26200 AMERICAN DRIVE
FIFTH FLOOR
SOUTHFIELD, MI 48034
UNITED STATES
Mailing Address
26200 AMERICAN DRIVE
FIFTH FLOOR
SOUTHFIELD, MI 48034
UNITED STATES
Business Telephone Number
248-304-2855
Direct Owners and Executive Officers
HANTZ GROUP, INC., PARENT COMPANY
BEEBE, JOHN FREDERICK (CRD#:4151293), SENIOR VP
BIRCHMEIER, JAY ROBERT (CRD#:6389513), REGION MANAGER
DOMBECK, DEBRA ANN (CRD#:2341988), CHIEF OPERATING OFFICER
GREGORY, GEORGE W (CRD#:5109011), DIRECTOR
HANTZ, JOHN RUSSELL (CRD#:1462066), DIRECTOR
HANTZ, KIMBERLY DIANE (CRD#:5109009), DIRECTOR
JAMES, TIMOTHY C (CRD#:4751106), SENIOR VICE PRESIDENT
MACHCINSKI, JOHN FRANCIS (CRD#:853028), PRESIDENT/SECRETARY
MC CLAIN, LISA CARMELLA (CRD#:1972647), SENIOR VP
RACINE, JAMIE MILLER (CRD#:4585375), SENIOR VP
REID, MICHAEL ORAS (CRD#:1923539), SENIOR VP
SHEA, DAVID JOSEPH (CRD#:5109005), DIRECTOR
SOPER, JEFFERY HAROLD (CRD#:2205971), SENIOR VP
VETTEL, EDWARD ERWIN JR (CRD#:1241922), CCO
YAROCH, RENEE ANN (CRD#:2040518), VP/CFO/FINOP
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Hantz Financial Services and would like a free consultation with a securities attorney, then please call Galvin Legal, PLLC at 1-800-405-5117.
This information is all publicly available and is being provided to you by Galvin Legal, PLLC.
Galvin Legal, PLLC is a national securities arbitration, securities mediation, securities litigation, securities fraud, securities regulation and compliance, and investor protection law practice. For more information on Galvin Legal, PLLC and its representation of investors, please visit www.galvinlegal.com or call 1-800-405-5117.
