Did you suffer investment losses with Hightower Securities (CRD# 116681) (SEC# 8-53560)?
Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with Hightower Securities. If you suffered losses investing with Hightower Securities, then Galvin Legal, PLLC may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
As of April 4, 2020, Hightower Securities’s FINRA BrokerCheck Report contains the following:
Main Office Location
200 WEST MADISON STREET
SUITE 2500
CHICAGO, IL 60606-3414
USA
Mailing Address
200 WEST MADISON STREET
SUITE 2500
CHICAGO, IL 60606-3414
USA
Business Telephone Number
312-962-3800
Hightower Securities’s Direct Owners and Executive Officers
HIGHTOWER HOLDING, LLC, PARENT COMPANY
BESSO, DOUGLAS JOSEPH (CRD#:1530829), CTO
COVIELLO, BARRY ANTHONY (CRD#:1813688), DIRECTOR, NATIONAL FIELD SUPERVISION
KARL, MATTHEW JAMES (CRD#:5361093), FINOP
MURRAY, LANCE DEVIN (CRD#:5007605), CHIEF COMPLIANCE OFFICER
THETFORD, MICHELLE MARIE (CRD#:2397727), PRESIDENT
WASCHER, PAUL HEINZ ROBERT (CRD#:1324173), MUNICIPAL PRINCIPAL
WASCHER, PAUL HEINZ ROBERT (CRD#:1324173), ROP
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Hightower Securities and would like a free consultation with a securities attorney, then please call Galvin Legal, PLLC at 1-800-405-5117.
This information is all publicly available and is being provided to you by Galvin Legal, PLLC.
Galvin Legal, PLLC is a national securities arbitration, securities mediation, securities litigation, securities fraud, securities regulation and compliance, and investor protection law practice. For more information on Galvin Legal, PLLC and its representation of investors, please visit www.galvinlegal.com or call 1-800-405-5117.
Formerly Known As, Aliases, and Affiliates
CCM EQUITIES, LLC, HIGHTOWER SECURITIES, LLC, UNITED FIDUCIARY SECURITIES, LLC, CCM EQUITIES, LLC, HIGHTOWER SECURITIES, LLC, UNITED FIDUCIARY SECURITIES, LLC
