Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with Hornor, Townsend & Kent. If you suffered losses investing with Hornor, Townsend & Kent, then Galvin Legal, PLLC may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
Hornor, Townsend & Kent (CRD# 4031) (SEC# 801-56151, 8-14715)
As of April 4, 2020, Hornor, Townsend & Kent’s FINRA BrokerCheck Report contains the following:
10 Regulatory Event Disclosures
6 Arbitration Disclosures
Main Office Location
600 DRESHER RD
STE C1C
HORSHAM, PA 19044
US
Mailing Address
600 DRESHER RD
STE C1C
HORSHAM, PA 19044
US
Business Telephone Number
215-957-7300
Direct Owners and Executive Officers
THE PENN MUTUAL LIFE INSURANCE COMPANY, SHAREHOLDER
BEST JR., FRANKLIN LUTHER (CRD#:4654672), COUNSEL & SECRETARY
DEAKINS, SUSAN TWINE (CRD#:6092512), DIRECTOR
DONAHUE, TIMOTHY NOLAN (CRD#:2912368), PRESIDENT, CHIEF EXECUTIVE OFFICER; DIRECTOR
DRISCOLL, GREGORY JOSEPH (CRD#:2079089), CHIEF INFORMATION OFFICER
HARRIS, THOMAS H (CRD#:1760593), CHAIRMAN AND DIRECTOR
INGULLI, CHARLES J JR (CRD#:4378784), TREASURER AND CONTROLLER
RASZEJA, DAVID MICHAEL (CRD#:6038855), DIRECTOR
ROBINSON, VICTORIA MARIE (CRD#:4556827), CHIEF COMPLIANCE OFFICER
ZIMMERER, TRACY ANN (CRD#:4275481), MANAGING DIRECTOR, OPERATIONS
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Hornor, Townsend & Kent and would like a free consultation with a securities attorney, then please call Galvin Legal, PLLC at 1-800-405-5117.
This information is all publicly available and is being provided to you by Galvin Legal, PLLC.
Galvin Legal, PLLC is a national securities arbitration, securities mediation, securities litigation, securities fraud, securities regulation and compliance, and investor protection law practice. For more information on Galvin Legal, PLLC and its representation of investors, please visit www.galvinlegal.com or call 1-800-405-5117.
Formerly Known As, Aliases, and Affiliates
PENN MUTUAL EQUITY SERVICES, INC., PENN MUTUAL EQUITY SERVICES, INC.
