Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with Indiana Securities (f/k/a Indiana Securities of Indianapolis). If you suffered losses investing with the firm, then Galvin Legal, PLLC may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
Indiana Securities (f/k/a Indiana Securities of Indianapolis) (CRD# 45115) (SEC# 8-50984)
As of April 4, 2020, the firm’s FINRA BrokerCheck Report contains the following:
5 Regulatory Event Disclosures
Main Office Location
1705 N MERIDIAN STREET
INDIANAPOLIS, IN 46202
UNITED STATES
Mailing Address
1705 N MERIDIAN STREET
INDIANAPOLIS, IN 46202
UNITED STATES
Business Telephone Number
317-632-6000
Direct Owners and Executive Officers
NEESE, FRANK DELMAR (CRD#:871154), PRESIDENT/CEO
BARRINGER, DAWN LOUISE (CRD#:1121821), VICE PRESIDENT/FINOP/TREASURER/CCO
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with the firm and would like a free consultation with a securities attorney, then please call Galvin Legal, PLLC at 1-800-405-5117.
This information is all publicly available and is being provided to you by Galvin Legal, PLLC.
Galvin Legal, PLLC is a national securities arbitration, securities mediation, securities litigation, securities fraud, securities regulation and compliance, and investor protection law practice. For more information on Galvin Legal, PLLC and its representation of investors, please visit www.galvinlegal.com or call 1-800-405-5117.
