Infinex Investments, Inc. – Investor Alert
Galvin Legal is launching an investigation on behalf of investors who may have suffered losses investing with Infinex Investments, Inc.. If you suffered losses investing with Infinex Investments, Inc., then Galvin Legal may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
Infinex Investments, Inc. (CRD# 35371) (SEC# 8-46661)
As of September 12, 2016, Infinex Investments, Inc.’s FINRA BrokerCheck Report contains the following:
6 Regulatory Event Disclosures
0 Civil Event Disclosures
0 Arbitration Disclosures
0 Bond Disclosures
Main Office Location
538 PRESTON AVENUE
MERIDEN, CT 06450-4858
Mailing Address
538 PRESTON AVENUE
MERIDEN, CT 06450-4858
Business Telephone Number
203-599-6000
Direct Owners and Executive Officers
INFINEX FINANCIAL HOLDINGS, INC. – HOLDING COMPANY
AMARANTE, STEPHEN PAUL (CRD# 3165067) – PRESIDENT & CEO
BOUCHER, JOHN CLYDE (CRD# 5717929) – DIRECTOR
BROUILLARD, RHEO ARTHUR (CRD# 2912515) – DIRECTOR
COONEY, JOHN MICHAEL (CRD# 1326757) – CHIEF COMPLIANCE OFFICER
CUMMINGS, WILLIAM FRANCIS (CRD# 4761165) – EXECUTIVE VICE PRESIDENT, COO AND GENERAL COUNSEL
EGAN, JAMES DANIEL (CRD# 4533727) – DIRECTOR
FORTE, DANIEL JOHN (CRD# 4126203) – VICE CHAIRMAN
GOZ, MARGARET C (CRD# 5458296) – CFO&TREASURER
MARTIN, JOHN FRANCIS JR (CRD# 1798406) – FINANCIAL & OPERATIONS PRINCIPAL
MARTOCCI, JOHN JOSEPH (CRD# 2912521) – DIRECTOR
MILLER, CALVIN RICHARD (CRD# 5621360) – DIRECTOR
NOONAN, GERALD MICHAEL (CRD# 2420455) – CHAIRMAN
PAQUETTE, CHARLES BORROMEE (CRD# 2912527) – DIRECTOR
SHEARIN, JOE ALLEN (CRD# 5622600) – DIRECTOR
SMITH, GARY CHARLES (CRD# 2912529) – DIRECTOR
WATTS, ROBERT GLENN (CRD# 5638937) – DIRECTOR
WEISSENRIEDER, BENEDICT (CRD# 5489670) – DIRECTOR
YANARELLA, MARK C (CRD# 3065541) – DIRECTOR
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Infinex Investments, Inc. and would like a free consultation with a securities attorney, then please call Galvin Legal at 1-800-405-5117.
Galvin Legal is a national securities arbitration, mediation, fraud, and investor protection law practice. For more information on Galvin Legal, please visit www.galvinlegal.com or call 1-800-405-5117.
