J W Cole Financial (CRD# 124583) (SEC# 8-65698)

Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with J W Cole Financial. If you suffered losses investing with J W Cole Financial, then Galvin Legal, PLLC may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.

As of April 4, 2020, J W Cole Financial’s FINRA BrokerCheck Report contains the following:

Main Office Location

4301 ANCHOR PLAZA PARKWAY
SUITE # 450
TAMPA, FL 33634
US

Mailing Address

4301 ANCHOR PLAZA PARKWAY
SUITE # 450
TAMPA, FL 33634
US

Business Telephone Number

813-935-6776

Direct Owners and Executive Officers

WOOD, ROBERT JULIAN (CRD#:3217809), PRESIDENT/VP/TREASURER/SECRETARYGP/CFO/ROSFP
ASHE, RAYMOND JOSEPH JR. (CRD#:2024103), DESIGNATED MUNICIPAL PRINCIPAL
CARLSON, JOHN RICHARD (CRD#:2156089), FINOP
PACK, TODD JAMES, CHIEF OPERATIONS OFFICER
PENOVICH, JESSICA DINAYA (CRD#:5970223), ACTING CHIEF COMPLIANCE OFFICER
ROBINSON, MELISSA MITA (CRD#:4031031), VP OPERATIONS & SALES SUPPORT

FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.

If you suffered losses investing with J W Cole Financial and would like a free consultation with a securities attorney, then please call Galvin Legal, PLLC at 1-800-405-5117.

This information is all publicly available and is being provided to you by Galvin Legal, PLLC.

Galvin Legal, PLLC is a national securities arbitration, securities mediation, securities litigation, securities fraud, securities regulation and compliance, and investor protection law practice. For more information on Galvin Legal, PLLC and its representation of investors, please visit www.galvinlegal.com or call 1-800-405-5117.