Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with John Hancock Distributors (f/k/a Manequity). If you suffered losses investing with John Hancock Distributors (f/k/a Manequity), then Galvin Legal, PLLC may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
John Hancock Distributors (f/k/a Manequity) (CRD# 5249) (SEC# 8-15826)
As of April 4, 2020, John Hancock Distributors (f/k/a Manequity)’s FINRA BrokerCheck Report contains the following:
3 Regulatory Event Disclosures
2 Arbitration Disclosures
Main Office Location
200 BERKELEY STREET
BOSTON, MA 02116
USA
Mailing Address
200 BERKELEY STREET
BOSTON, MA 02116
USA
Business Telephone Number
617-663-3021
Direct Owners and Executive Officers
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.), OWNER
BROWN, SANDRA MARIE (CRD#:1667990), ASSISTANT SECRETARY
BRYSON, JOHN PATRICK (CRD#:2728008), ASSISTANT VICE PRESIDENT
COLLINS, BRIAN DOUGLAS (CRD#:6445623), VICE PRESIDENT, US TAXATION
HOODLET, JAMES CARL (CRD#:5118694), DIRECTOR
LANNIGAN, TRACY KANE (CRD#:6944688), CORPORATE SECRETARY
LONG, JEFFREY HAROLD (CRD#:2407333), CHIEF FINANCIAL OFFICER AND FINANCIAL OPERATIONS PRINCIPAL
MACDONALD, EDWARD PAUL (CRD#:4512680), DEPUTY CHIEF COUNSEL, JOHN HANCOCK INVESTMENTS/VP
MAHONEY, MICHAEL JOHN (CRD#:1763265), CHIEF COMPLIANCE OFFICER
SHEERIN, MARTIN (CRD#:2334853), CHAIRMAN, DIRECTOR
TANKERSLEY, GARY LYNN (CRD#:2637199), PRESIDENT
WALKER, CHRISTOPHER MICHAEL (CRD#:4302554), VICE PRESIDENT INVESTMENTS, DIRECTOR
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with John Hancock Distributors (f/k/a Manequity) and would like a free consultation with a securities attorney, then please call Galvin Legal, PLLC at 1-800-405-5117.
This information is all publicly available and is being provided to you by Galvin Legal, PLLC.
Galvin Legal, PLLC is a national securities arbitration, securities mediation, securities litigation, securities fraud, securities regulation and compliance, and investor protection law practice. For more information on Galvin Legal, PLLC and its representation of investors, please visit www.galvinlegal.com or call 1-800-405-5117.
Formerly Known As, Aliases, and Affiliates
MANULIFE FINANCIAL SECURITIES LLC, MANULIFE FINANCIAL SECURITIES LLC
