Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with Keybanc Capital Markets. If you suffered losses investing with Keybanc Capital Markets, then Galvin Legal, PLLC may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
Keybanc Capital Markets (CRD# 566) (SEC# 8-30177)
As of April 4, 2020, Keybanc Capital Markets’s FINRA BrokerCheck Report contains the following:
38 Regulatory Event Disclosures
15 Arbitration Disclosures
1 Bond Disclosures
Main Office Location
127 PUBLIC SQUARE
CLEVELAND, OH 44114
USA
Mailing Address
127 PUBLIC SQUARE
CLEVELAND, OH 44114
USA
Business Telephone Number
216-689-0803
Direct Owners and Executive Officers
KEYCORP, SOLE SHAREHOLDER
HANSEN, PAUL ANTHONY (CRD#:1652135), DIRECTOR
HAYDEN, WILLIAM PATRICK (CRD#:4136632), CHIEF COMPLIANCE OFFICER
JANOFSKY, PAULA MARIE (CRD#:2882776), CHIEF OPERATIONS OFFICER, DIRECTOR
JENKINS, TERRY A (CRD#:4847869), DIRECTOR
KOVACHICK, MARK ALLAN (CRD#:5390571), CHIEF FINANCIAL OFFICER, DIRECTOR
PAINE, ANDREW JACKSON III (CRD#:2450522), MANAGING DIRECTOR, DIRECTOR, HEAD OF CORPORATE AND INVESTMENT BANKING
PREISER, DOUGLAS WILLIAM (CRD#:1690776), CHIEF EXECUTIVE OFFICER, DIRECTOR
SCHOSSER, DOUGLAS MICHAEL (CRD#:5072079), DIRECTOR
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Keybanc Capital Markets and would like a free consultation with a securities attorney, then please call Galvin Legal, PLLC at 1-800-405-5117.
This information is all publicly available and is being provided to you by Galvin Legal, PLLC.
Galvin Legal, PLLC is a national securities arbitration, securities mediation, securities litigation, securities fraud, securities regulation and compliance, and investor protection law practice. For more information on Galvin Legal, PLLC and its representation of investors, please visit www.galvinlegal.com or call 1-800-405-5117.
Formerly Known As, Aliases, and Affiliates
GRADISON ASSET MANAGEMENT, MCDONALD & COMPANY, MCDONALD & COMPANY SECURITIES, INC., MCDONALD INVESTMENTS INC., GRADISON ASSET MANAGEMENT,KEYBANC CAPITAL MARKETS INC.,MCDONALD & COMPANY,MCDONALD & COMPANY SECURITIES, INC.,MCDONALD INVESTMENTS INC.
