Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with Liberty Partners Financial Services. If you suffered losses investing with Liberty Partners Financial Services, then Galvin Legal, PLLC may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
Liberty Partners Financial Services (CRD# 130390) (SEC# 8-66335)
As of April 4, 2020, Liberty Partners Financial Services’s FINRA BrokerCheck Report contains the following:
6 Regulatory Event Disclosures
1 Arbitration Disclosures
Main Office Location
825 LOWCOUNTRY BLVD. SUITE 204
MT PLEASANT, SC 29464
USA
Mailing Address
1050 JOHNNIE DODDS BLVD., SUITE 2059
MT. PLEASANT, SC 29464
USA
Business Telephone Number
661-631-0103
Direct Owners and Executive Officers
RETHINK, LLC, OWNER
PINEMAN, JOHN THOMAS (CRD#:1414127), CCO
WOODWARD, CASSANDRA TALEEN (CRD#:2956369), PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATING OFFICER
WOODWARD, CASSANDRA TALEEN (CRD#:2956369), CFO
WOODWARD, CASSANDRA TALEEN (CRD#:2956369), CEO
WOODWARD, CASSANDRA TALEEN (CRD#:2956369), FINOP
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Liberty Partners Financial Services and would like a free consultation with a securities attorney, then please call Galvin Legal, PLLC at 1-800-405-5117.
This information is all publicly available and is being provided to you by Galvin Legal, PLLC.
Galvin Legal, PLLC is a national securities arbitration, securities mediation, securities litigation, securities fraud, securities regulation and compliance, and investor protection law practice. For more information on Galvin Legal, PLLC and its representation of investors, please visit www.galvinlegal.com or call 1-800-405-5117.
