Lincoln Financial Advisors Corporation – Investor Alert
Galvin Legal is launching an investigation on behalf of investors who may have suffered losses investing with Lincoln Financial Advisors Corporation. If you suffered losses investing with Lincoln Financial Advisors Corporation, then Galvin Legal may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
Lincoln Financial Advisors Corporation (CRD# 3978) (SEC# 8-14685)
As of September 12, 2016, Lincoln Financial Advisors Corporation’s FINRA BrokerCheck Report contains the following:
14 Regulatory Event Disclosures
0 Civil Event Disclosures
6 Arbitration Disclosures
0 Bond Disclosures
Main Office Location
1300 SOUTH CLINTON STREET
SUITE 150
FORT WAYNE, IN 46802
Mailing Address
P.O. BOX 2239
FORT WAYNE, IN 46801-2239
Business Telephone Number
800-237-3813
Direct Owners and Executive Officers
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (CRD# 2580) – SHAREHOLDER
ARMSTRONG, DAVID EDWARD (CRD# 2465424) – VICE PRESIDENT
BERKOWITZ, DAVID S (CRD# 4666532) – PRESIDENT AND DIRECTOR
CAULFIELD, PATRICK JOSEPH (CRD# 4537376) – CHIEF COMPLIANCE OFFICER
CHELKO, CARRIE LYNN (CRD# 4651201) – VICE PRESIDENT
DIMONDA, JOHN ROBERT (CRD# 1805436) – SENIOR VICE PRESIDENT
FULLER, WILFORD HERNDON (CRD# 2448656) – DIRECTOR
GASE, LUCY DENISE (CRD# 4097467) – SENIOR VICE PRESIDENT AND DIRECTOR
HOLINSKY, RONALD ALAN (CRD# 4867461) – VICE PRESIDENT
MULLIGAN, EUGENE MICHAEL (CRD# 1628667) – SENIOR VICE PRESIDENT
MURRAY, MICHAEL FRANCIS (CRD# 2074275) – VICE PRESIDENT INVESTMENT SERVICES
PAWSAT, CARL RAYMOND (CRD# 6133845) – INTERIM FINANCIAL AND OPERATIONS PRINCIPAL
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Lincoln Financial Advisors Corporation and would like a free consultation with a securities attorney, then please call Galvin Legal at 1-800-405-5117.
Galvin Legal is a national securities arbitration, mediation, fraud, and investor protection law practice. For more information on Galvin Legal, please visit www.galvinlegal.com or call 1-800-405-5117.
