Did you suffer investment losses with Lowell & Company (CRD# 24913) (SEC# 801-69460, 8-41437)?
Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with Lowell & Company. If you suffered losses investing with Lowell & Company, then Galvin Legal, PLLC may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
As of April 4, 2020, Lowell & Company’s FINRA BrokerCheck Report contains the following:
3 Regulatory Event Disclosures
Main Office Location
4021 84TH ST
SUITE 100
LUBBOCK, TX 79423
UNITED STATES
Mailing Address
4021 84TH ST
SUITE 100
LUBBOCK, TX 79423
UNITED STATES
Business Telephone Number
806-747-2644
Lowell & Company’s Direct Owners and Executive Officers
LOWELL, WILLIAM HAMILTON (CRD#:1158722), CHIEF COMPLIANCE OFFICER/PRESIDENT/CROP/SROP
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Lowell & Company and would like a free consultation with a securities attorney, then please call Galvin Legal, PLLC at 1-800-405-5117.
This information is all publicly available and is being provided to you by Galvin Legal, PLLC.
Galvin Legal, PLLC is a national securities arbitration, securities mediation, securities litigation, securities fraud, securities regulation and compliance, and investor protection law practice. For more information on Galvin Legal, PLLC and its representation of investors, please visit www.galvinlegal.com or call 1-800-405-5117.
Formerly Known As, Aliases, and Affiliates
LOWELL ASSET MANAGEMENT, LOWELL WEALTH MANAGEMENT, R O I WEALTH MANAGEMENT, ROI ADVISORS, WILLIAM H. LOWELL, LOWELL ASSET MANAGEMENT, LOWELL WEALTH MANAGEMENT, R O I WEALTH MANAGEMENT, ROI ADVISORS, WILLIAM H. LOWELL
