M&T Securities – Investor Alert
Galvin Legal is launching an investigation on behalf of investors who may have suffered losses investing with M&T Securities. If you suffered losses investing with M&T Securities, then Galvin Legal may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
M&T Securities (CRD# 17358) (SEC# 8-35185)
As of December 7, 2016, M&T Securities’s FINRA BrokerCheck Report contains the following:
5 Regulatory Event Disclosures
0 Civil Event Disclosures
1 Arbitration Disclosures
1 Bond Disclosures
Main Office Location
285 DELAWARE AVE.
SUITE 2000
BUFFALO, NY 14202
Mailing Address
285 DELAWARE AVE.
SUITE 2000
BUFFALO, NY 14202
Business Telephone Number
716-651-4783
Direct Owners and Executive Officers
MANUFACTURERS & TRADERS TRUST COMPANY – SHAREHOLDER
BURKER, GEOFFREY GEORGE MR (CRD# 6429184) – FINOP
COLLINS, ATWOOD III (CRD# 5634496) – DIRECTOR
DECK, TENZING THOMAS (CRD# 3231022) – CHIEF COMPLIANCE OFFICER
ELIOPOULOS, PETER J (CRD# 6316587) – DIRECTOR
FARRELL, WILLIAM J (CRD# 5941642) – DIRECTOR
GUERRIERI, SALVATORE JR (CRD# 1688261) – CHIEF EXECUTIVE OFFICER
GUERRIERI, SALVATORE JR (CRD# 1688261) – PRESIDENT
GUERRIERI, SALVATORE JR (CRD# 1688261) – CHAIRMAN OF THE BOARD
JORDAN, CARL WILLIAM (CRD# 2389994) – SR. VICE PRESIDENT / DIRECTOR
KING, MARIE (CRD# 2970483) – CORPORATE SECRETARY
MCCARTHY, RICHARD JAMES JR (CRD# 2616291) – DIRECTOR
RANDALL, CHRISTOPHER DOUGLAS (CRD# 1567178) – SENIOR VICE PRESIDENT/ DIRECTOR
SPYCHALA, MICHAEL R (CRD# 6512938) – DIRECTOR
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with M&T Securities and would like a free consultation with a securities attorney, then please call Galvin Legal at 1-800-405-5117.
Galvin Legal is a national securities arbitration, mediation, fraud, and investor protection law practice. For more information on Galvin Legal, please visit www.galvinlegal.com or call 1-800-405-5117.
