Madison Avenue Securities – Investor Alert
Galvin Legal is launching an investigation on behalf of investors who may have suffered losses investing with Madison Avenue Securities. If you suffered losses investing with Madison Avenue Securities, then Galvin Legal may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
Madison Avenue Securities (CRD# 23224) (SEC# 8-40426)
As of August 24, 2016, Madison Avenue Securities’ FINRA BrokerCheck Report contains the following:
3 Regulatory Event Disclosures
0 Civil Event Disclosures
0 Arbitration Disclosures
0 Bond Disclosures
Main Office Location
15050 AVENUE OF SCIENCE
SUITE 150
SAN DIEGO, CA 92128
Mailing Address
15050 AVENUE OF SCIENCE
SUITE 150
SAN DIEGO, CA 92128
Business Telephone Number
858-207-1300
Direct Owners and Executive Officers
METCALFE, INC. – OWNER
KT EQUITY PARTNERS II, LLC – OWNER
CALLANAN, DAVID JAMES (CRD# 4237166) – MEMBER
DURLAND, LESLIE LEROY (CRD# 2187927) – MEMBER
HENSON, JANA MARIE (CRD# 2708478) – CHIEF COMPLIANCE OFFICER
HENSON, JANA MARIE (CRD# 2708478) – CROP/SROP
KNAPP, CONSTANCE SUE (CRD# 1426400) – CHIEF FINANCIAL OFFICER
MCNEES, MARTIN WILLIAM (CRD# 3168410) – CHIEF OPERATING OFFICER
SCHENDEL, JENNIFER (CRD# 6136948) – MANAGING MEMBER
TALLEUR, WAYNE FRANCIS (CRD# 5476840) – PRESIDENT, MEMBER
THOMPSON, DEREK JAMES (CRD# 4237108) – MEMBER
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Madison Avenue Securities and would like a free consultation with a securities attorney, then please call Galvin Legal at 1-800-405-5117.
Galvin Legal is a national securities arbitration, mediation, fraud, and investor protection law practice. For more information on Galvin Legal, please visit www.galvinlegal.com or call 1-800-405-5117.
