Did you suffer investment losses with McDonald Partners (CRD# 135414) (SEC# 801-64294, 8-66985)?
Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with McDonald Partners. If you suffered losses investing with McDonald Partners, then Galvin Legal, PLLC may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
As of April 4, 2020, McDonald Partners’s FINRA BrokerCheck Report contains the following:
3 Regulatory Event Disclosures
Main Office Location
1301 EAST 9TH STREET
SUITE 3700
CLEVELAND, OH 44114
USA
Mailing Address
1301 EAST 9TH STREET
SUITE 3700
CLEVELAND, OH 44114
USA
Business Telephone Number
216-912-0567
McDonald Partners’s Direct Owners and Executive Officers
MCDONALD, THOMAS MARION (CRD#:326904), CEO, OWNER, ROSFP
RAFAT NAIN NEMRY, OWNER
DIPIETRO, GENEVIEVE LYNN (CRD#:1962133), DIRECTOR OF RETIREMENT SERVICES
HEGARTY, WILLIAM MAURICE JR (CRD#:2784174), CHIEF INVESTMENT OFFICER
LAVELLE, CAROL BODENHAMER (CRD#:4424301), CHIEF OPERATING OFFICER
LUCAS, JONATHAN S (CRD#:6952356), CHIEF COMPLIANCE OFFICER – BROKER/DEALER
MANSOUR, RITA (CRD#:1968418), OWNER
MCARDLE, JOHN EDWARD III (CRD#:5386698), OWNER
MCDONALD, ARNOLD BEATTY (CRD#:5126644), PRESIDENT/CFO/MUNICIPAL SECURITIES PRINCIPAL
MCDONALD, ARNOLD BEATTY (CRD#:5126644), FINANCIAL & OPERATIONS PRINCIPAL
MCDONALD, BRIAN ANDREW (CRD#:3037343), DIRECTOR OF PRIVATE PLACEMENTS
NORTON, TIMOTHY PATRICK (CRD#:726982), OWNER
ROSENTHAL, LISA BADER (CRD#:5450876), DIRECTOR OF FINANCIAL PLANNING SERVICES
YAKO, THOMAS ANTHONY (CRD#:3002163), DIRECTOR OF MANAGED ASSETS
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with McDonald Partners and would like a free consultation with a securities attorney, then please call Galvin Legal, PLLC at 1-800-405-5117.
This information is all publicly available and is being provided to you by Galvin Legal, PLLC.
Galvin Legal, PLLC is a national securities arbitration, securities mediation, securities litigation, securities fraud, securities regulation and compliance, and investor protection law practice. For more information on Galvin Legal, PLLC and its representation of investors, please visit www.galvinlegal.com or call 1-800-405-5117.
Formerly Known As, Aliases, and Affiliates
MCDONALD MANAGEMENT LLC, MCDONALD USAF GP LLC, MP DPI LLC, MP127 LLC, MPCF II LLC, MPCF LLC, THOMAS MCDONALD & ASSOCIATES, THOMAS MCDONALD & ASSOCIATES LLC, THOMAS MCDONALD PARTNERS, LLC, MCDONALD MANAGEMENT LLC, MCDONALD USAF GP LLC, MP DPI LLC, MP127 LLC, MPCF II LLC, MPCF LLC, THOMAS MCDONALD & ASSOCIATES, THOMAS MCDONALD & ASSOCIATES LLC, THOMAS MCDONALD PARTNERS, LLC
