Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with Nationwide Planning Associates. If you suffered losses investing with Nationwide Planning Associates, then Galvin Legal, PLLC may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
Nationwide Planning Associates (CRD# 31029) (SEC# 8-45310)
As of April 4, 2020, Nationwide Planning Associates’s FINRA BrokerCheck Report contains the following:
1 Regulatory Event Disclosures
1 Bond Disclosures
Main Office Location
115 WEST CENTURY ROAD
SUITE 360
PARAMUS, NJ 07652
UNITED STATES
Mailing Address
115 WEST CENTURY ROAD
SUITE 360
PARAMUS, NJ 07652
UNITED STATES
Business Telephone Number
201-476-0029
Direct Owners and Executive Officers
ABRAMENKO, PETER (CRD#:1405677), CO-CHAIRMAN OF THE BOARD
DE POL, MICHAEL JOHN (CRD#:2087651), FOUNDER AND CHAIRMAN OF THE BOARD
COLLEARY, JAMES S (CRD#:5844640), CHIEF COMPLIANCE OFFICER
KARALEWICH, MICHAEL J (CRD#:2910052), CHIEF EXECUTIVE OFFICER/ROSFP/FINOP
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Nationwide Planning Associates and would like a free consultation with a securities attorney, then please call Galvin Legal, PLLC at 1-800-405-5117.
This information is all publicly available and is being provided to you by Galvin Legal, PLLC.
Galvin Legal, PLLC is a national securities arbitration, securities mediation, securities litigation, securities fraud, securities regulation and compliance, and investor protection law practice. For more information on Galvin Legal, PLLC and its representation of investors, please visit www.galvinlegal.com or call 1-800-405-5117.
