NPB Financial Group (CRD# 137743) (SEC# 801-65903, 8-67113)
Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with NPB Financial Group. If you suffered losses investing with NPB Financial Group, then Galvin Legal, PLLC may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
As of April 4, 2020, NPB Financial Group’s FINRA BrokerCheck Report contains the following:
1 Regulatory Event Disclosures
Main Office Location
3500 W. OLIVE AVENUE
THIRD FLOOR
BURBANK, CA 91505
USA
Mailing Address
3500 W. OLIVE AVENUE
THIRD FLOOR
BURBANK, CA 91505
USA
Business Telephone Number
818-827-7132
Direct Owners and Executive Officers
PASH, MARK STEVEN (CRD#:869880), MEMBER – MANAGER
BRAZIEL, JAMES AUDY (CRD#:2321699), MEMBER
BRAZIEL, JAMES HUBERT (CRD#:29443), MEMBER – MANAGER
NAKAGIRI REV LIVING TRUST, MEMBER
NAKAGIRI, NEAL EDWIN (CRD#:722534), PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER/MEMBER-MANAGER/TRUSTEE – NAKAGIRI REV FAM TRST
CHAN, FRANK STEWART (CRD#:2549010), VICE-PRESIDENT/CHIEF MARKETING OFFICER
CHING, GARY KOON CHEONG, VICE-PRESIDENT AND CHIEF FINANCIAL OFFICER
CORIA, SHIRLEY JAMIL (CRD#:1111255), VICE-PRESIDENT AND CHIEF OPERATING OFFICER
MCFARLAND 1980 FAMILY TRUST, MEMBER
WRIGHT FINANCIAL, LLC, MEMBER
MCFARLAND, RICHARD BENN JR (CRD#:1080626), MEMBER/TRUSTEE -MCFARLAND 1980 FAMILY TRUST
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with NPB Financial Group and would like a free consultation with a securities attorney, then please call Galvin Legal, PLLC at 1-800-405-5117.
This information is all publicly available and is being provided to you by Galvin Legal, PLLC.
Galvin Legal, PLLC is a national securities arbitration, securities mediation, securities litigation, securities fraud, securities regulation and compliance, and investor protection law practice. For more information on Galvin Legal, PLLC and its representation of investors, please visit www.galvinlegal.com or call 1-800-405-5117.
