Parkland Securities (f/k/a Sammons Securities Company) (CRD# 115368) (SEC# 8-53482)
Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with Parkland Securities (f/k/a Sammons Securities Company). If you suffered losses investing with Parkland Securities (f/k/a Sammons Securities Company), then Galvin Legal, PLLC may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
As of April 4, 2020, Parkland Securities (f/k/a Sammons Securities Company)’s FINRA BrokerCheck Report contains the following:
10 Regulatory Event Disclosures
1 Arbitration Disclosures
Main Office Location
300 PARKLAND PLAZA
ANN ARBOR, MI 48103
USA
Mailing Address
300 PARKLAND PLAZA
ANN ARBOR, MI 48103
USA
Business Telephone Number
734-663-1611
Direct Owners and Executive Officers
RYDELL, JEROME STANLEY (CRD#:408389), CHAIRMAN, PRESIDENT, MANAGER, TTEE OF JEROME S. RYDELL AMENDED TRUST
MCCLELLAN, JOHN ALEXANDER (CRD#:4016479), CHIEF COMPLIANCE OFFICER, MUNICIPAL SECURITIES PRINCIPAL
RYDELL, BRANDON DAVID (CRD#:2933397), CHIEF FINANCIAL OFFICER
THE JEROME S RYDELL AMENDED AND RESTATED TRUST DATED DECEMBER 21, 1998, TRUST
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Parkland Securities (f/k/a Sammons Securities Company) and would like a free consultation with a securities attorney, then please call Galvin Legal, PLLC at 1-800-405-5117.
This information is all publicly available and is being provided to you by Galvin Legal, PLLC.
Galvin Legal, PLLC is a national securities arbitration, securities mediation, securities litigation, securities fraud, securities regulation and compliance, and investor protection law practice. For more information on Galvin Legal, PLLC and its representation of investors, please visit www.galvinlegal.com or call 1-800-405-5117.
