Questar Capital Corporation – Investor Alert
Galvin Legal is launching an investigation on behalf of investors who may have suffered losses investing with Questar Capital Corporation. If you suffered losses investing with Questar Capital Corporation, then Galvin Legal may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
Questar Capital Corporation (CRD# 43100) (SEC# 8-50174)
As of September 8, 2016, Questar Capital Corporation’s FINRA BrokerCheck Report contains the following:
6 Regulatory Event Disclosures
0 Civil Event Disclosures
1 Arbitration Disclosures
0 Bond Disclosures
Main Office Location
5701 GOLDEN HILLS DRIVE
MINNEAPOLIS, MN 55416
Mailing Address
5701 GOLDEN HILLS DRIVE
MINNEAPOLIS, MN 55416
Business Telephone Number
888-446-5872
Direct Owners and Executive Officers
YORKTOWN FINANCIAL COMPANIES, INC. – INDIANA – SHAREHOLDER
BURNS, THOMAS PATRICK (CRD# 1028109) – CHAIRMAN
DIAN, MATTHEW CHRISTOPHER (CRD# 2246088) – CHIEF OPERATING AND SUPERVISION OFFICER
DU MOND, SHARON LEA (CRD# 2134316) – PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR
GAUMOND, WILLIAM EDWARD (CRD# 5294073) – DIRECTOR
HALVERSON, AMY CATHERINE (CRD# 3231087) – CHIEF FINANCIAL OFFICER AND STRATEGIC PLANNING
INGERSOLL, THADDEUS WINTHROP III (CRD# 2616975) – CHIEF COMPLIANCE OFFICER
LORD-KRAHN, KRISTINE MARIE (CRD# 4241291) – CHIEF LEGAL OFFICER, SECRETARY
MATZ, DARCY LYN (CRD# 4847207) – CHIEF FIELD DEVELOPMENT AND MARKETING OFFICER
WHITE, WALTER REX – DIRECTOR
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Questar Capital Corporation and would like a free consultation with a securities attorney, then please call Galvin Legal at 1-800-405-5117.
Galvin Legal is a national securities arbitration, mediation, fraud, and investor protection law practice. For more information on Galvin Legal, please visit www.galvinlegal.com or call 1-800-405-5117.
