Source: https://www.finra.org/about/firms-we-regulate
Updated: 4/17/18
FINRA Member Firms H
# A B C D E F G H I J K L M N O P Q R S T U V W X Y Z
H & L EQUITIES, LLC
1175 PEACHTREE ST., N.E., SUITE 2200, ATLANTA, GA 30361-6206
H. BECK, INC.
6600 ROCKLEDGE DRIVE, 6TH FLOOR, BETHESDA, MD 20817
H. C. DENISON CO.
618 NORTH 7TH STREET, SHEBOYGAN, WI 53081
Mailing Address: P.O. BOX 28, SHEBOYGAN, WI 53082-0028
H. RIVKIN & CO., INC.
12 WEST DELAWARE AVENUE, PENNINGTON, NJ 08534
H.C.WAINWRIGHT & CO., LLC
430 PARK AVENUE, 4TH FLOOR, NEW YORK, NY 10022
H.O. WARD SECURITIES LLC
39 BROADWAY – SUITE 3300, NEW YORK, NY 10006
H2C SECURITIES INC.
4655 EXECUTIVE DRIVE, SUITE 280, SAN DIEGO, CA 92121
HAGEN SECURITIES, INC.
2112 CENTURY PARK LANE, #415, LOS ANGELES, CA 90067
HAITONG INTERNATIONAL SECURITIES (USA) INC.
850 THIRD AVENUE, SUITE 9B, NEW YORK, NY 10022
HAITONG SECURITIES USA LLC
340 MADISON AVENUE, 12TH FLOOR, NEW YORK, NY 10173
HALES SECURITIES, LLC
1185 AVENUE OF THE AMERICAS, 32ND FLOOR, NEW YORK, NY 10036
HALEY SECURITIES, INC.
10703 J STREET, SUITE 102, OMAHA, NE 68127
HALIFAX AMERICA LLC
15233 VENTURA BLVD., SUITE 605, SHERMAN OAKS, CA 91403
HALL & ROMKEMA FINANCIAL SERVICES, LLC
3495 COOLIDGE, EAST LANSING, MI 48823
HALLIDAY FINANCIAL, LLC
725 GLEN COVE AVENUE, GLEN HEAD, NY 11545
Mailing Address: 725 GLEN COVE ANUENE, GLEN HEAD, NY 11545
HAMERSHLAG SULZBERGER BORG CAPITAL MARKETS, INC.
1180 AVENUE OF THE AMERICAS ROCKEFELLER CENTER, 8TH FLOOR, NEW YORK CITY, NY 10036
Mailing Address: C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET SUITE 1704, NEW YORK, NY 10005
HAMERSLEY PARTNERS LLC
85 DARTMOUTH STREET, BOSTON, MA 02116
Mailing Address: 398 COLUMBUS AVE, STE 302, BOSTON, MA 02116
HAMILTON CAVANAUGH & ASSOCIATES, INC.
661 NORTH BROADWAY, WHITE PLAINS, NY 10603
HAMILTON CLARK SUSTAINABLE CAPITAL, INC.
1701 PENNSYLVANIA AVENUE NW, SUITE 200, WASHINGTON, DC 20006
HAMILTON GRANT LLC
70 SOUTH LAKE AVENUE, PASADENA, CA 91101-4709
HAMILTON LANE SECURITIES LLC
ONE PRESIDENTIAL BLVD, BALA CYNWYD, PA 19004
HAMILTON MILLER INVESTMENTS, LLC
6860 SOUTH YOSEMITE COURT, SUITE 2000, CENTENNIAL, CO 80112
HAMPTON HEDGE FUND MARKETING, LLC
2605 GENEVA HILL COURT, OAKTON, VA 22124
HANCOCK INVESTMENT SERVICES, INC.
228 ST. CHARLES AVENUE, MEZZANINE, NEW ORLEANS, LA 70130
HAND SECURITIES, INC
820 GESSNER, STE 1250, HOUSTON, TX 77024
HANDELSBANKEN MARKETS SECURITIES, INC.
875 THIRD AVENUE, 4TH FLOOR, NEW YORK, NY 10022-4678
HANKERSON FINANCIAL, INC.
2929 NORTH 44TH STREET #200, PHOENIX, AZ 85018
Mailing Address: 2929 N. 44TH ST. STE. 200, PHOENIX, AZ 85018
HANNON ARMSTRONG SECURITIES, LLC
1906 TOWNE CENTRE BLVD, SUITE 370, ANNAPOLIS, MD 21401
HANOVER SECURITIES
6410 POPLAR AVENUE, SUITE 320, MEMPHIS, TN 38119
HANSON MCCLAIN SECURITIES
8775 FOLSOM BOULEVARD, SUITE 100, SACRAMENTO, CA 95826
HANTZ FINANCIAL SERVICES, INC.
26200 AMERICAN DRIVE, FIFTH FLOOR, SOUTHFIELD, MI 48034
Mailing Address: 26200 AMERICAN DRIVE, FIFTH FLOOR, SOUTHFIELD, MI 48034
HAPOALIM SECURITIES USA, INC.
1120 AVENUE OF THE AMERICAS, 19TH FLOOR, NEW YORK, NY 10036
HARBOR FINANCIAL SERVICES, LLC
RSA BATTLEHOUSE TOWER, 11 NORTH WATER STREET, STE 21290, MOBILE, AL 36602
HARBOR FUNDS DISTRIBUTORS, INC.
111 SOUTH WACKER DRIVE, 34TH FLOOR, CHICAGO, IL 60606
HARBOR INVESTMENT ADVISORY, LLC
2330 W. JOPPA ROAD, SUITE 160, LUTHERVILLE, MD 21093
HARBOR VIEW ADVISORS, LLC
822 A1A NORTH, SUITE 200, PONTE VEDRA, FL 32082
HARBOUR INVESTMENTS, INC.
575 D’ONOFRIO DRIVE, SUITE 300, MADISON, WI 53719
HARDCASTLE TRADING USA L.L.C.
755 SECAUCUS ROAD, SUITE F1110, SECAUCUS, NJ 07094
HARGER AND COMPANY, INC.
8048 ONE CALAIS AVE SUITE D, BATON ROUGE, LA 70809
HARKEN CAPITAL SECURITIES, LLC
16 ANN VINAL ROAD, SCITUATE, MA 02066
HAROLD DANCE INVESTMENTS
360 NORTH MAIN, LOGAN, UT 84321
HARPETH SECURITIES, LLC
ONE AMERICAN CENTER, 3100 WEST END AVENUE – SUITE 710, NASHVILLE, TN 37203
HARRIS ASSOCIATES SECURITIES L.P.
111 S. WACKER DRIVE, SUITE 4600, CHICAGO, IL 60606
HARRIS WILLIAMS & CO.
1001 HAXALL POINT, 9TH FLOOR, RICHMOND, VA 23219
HARTFIELD, TITUS & DONNELLY, LLC
111 TOWN SQUARE PLACE, JERSEY CITY, NJ 07310
HARTFORD FUNDS DISTRIBUTORS, LLC
690 LEE ROAD, WAYNE, PA 19087
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC.
ONE HARTFORD PLAZA, HARTFORD, CT 06155
Mailing Address: ONE HARTFORD PLAZA, NP4-TR1 COMPLIANCE DEPARTMENT, HARTFORD, CT 06155
HARVEST FINANCIAL CORPORATION
1600 BENEDUM-TREES BUILDING, 223 FOURTH AVENUE, PITTSBURGH, PA 15222
HARVEST USA
1185 AVENUE OF THE AMERICAS, SUITE 206, NEW YORK, NY 10036
HARVESTONS SECURITIES, INC.
8301 E. PRENTICE AVE., SUITE 305, GREENWOOD VILLAGE, CO 80111
HASTINGS CAPITAL GROUP, LLC
527 MADISON AVENUE, 16TH FLOOR, NEW YORK, NY 10022
HATTERAS CAPITAL
6601 SIX FORKS ROAD, SUITE 340, RALEIGH, NC 27615
HAVERFORD TRUST SECURITIES, INC.
THREE RADNOR CORPORATE CENTER STE. 450, RADNOR, PA 19087
HAYWOOD SECURITIES (USA) INC.
200 BURRARD ST, SUITE 700, VANCOUVER, BC, V6C 3L6 CANADA
HAZARD & SIEGEL, INC.
5793 WIDEWATERS PARKWAY, DEWITT, NY 13214
Mailing Address: PO BOX 157, SYRACUSE, NY 13214
HAZLETT, BURT & WATSON, INC.
1300 CHAPLINE STREET, WHEELING, WV 26003
HBK GLOBAL SECURITIES L.P.
2101 CEDAR SPRINGS ROAD, SUITE 700, DALLAS, TX 75201
HBK SORCE BROKERAGE LLC
6603 SUMMIT DRIVE, CANFIELD, OH 44406
HCFP/CAPITAL MARKETS LLC
747 THIRD AVENUE, 2ND FLOOR, NEW YORK, NY 10017
HD VEST INVESTMENT SERVICES
6333 NORTH STATE HIGHWAY 161, 4TH FLOOR, IRVING, TX 75038-2200
HEADLANDS TECH GLOBAL MARKETS, LLC
155 N. WACKER DRIVE, SUITE 1900, CHICAGO, IL 60606
HEADWATERS BD, LLC
1225 17TH STREET, SUITE 1725, DENVER, CO 80202
HEALTHCARE COMMUNITY SECURITIES CORPORATION
ONE EMPIRE DRIVE, RENSSELAER, NY 12144
HEALTHIOS CAPITAL MARKETS, LLC
5250 OLD ORCHARD ROAD, SKOKIE, IL 60077
HEDGEBAY SECURITIES LLC
62 POST ROAD WEST, WESTPORT, CT 06880
HEDGECO SECURITIES, LLC
105 NARCISSUS AVENUE, SUITE 701, WEST PALM BEACH, FL 33401-5322
HEDGEMARK SECURITIES LLC
225 LIBERTY STREET, 17TH FLOOR, NEW YORK, NY 10286
HEDGESERV INVESTMENT SERVICES LLC
FOUR TIMES SQUARE, 8TH FLOOR, NEW YORK, NY 10036
HEFREN-TILLOTSON, INC.
308 SEVENTH AVENUE, PITTSBURGH, PA 15222-3909
HEIGHT CAPITAL MARKETS
1775 PENNSYLVANIA AVENUE, NW, 11TH FLOOR, WASHINGTON, DC 20006
HEIKKINEN ENERGY SECURITIES, LLC
2601 WESTHEIMER RD, SUITE C 240, HOUSTON, TX 77098
HEIM, YOUNG & ASSOCIATES, INC.
1256 E. KINGSLEY ST, SPRINGFIELD, MO 65804-7211
HEITMAN SECURITIES LLC
191 N. WACKER DRIVE, SUITE 2500, CHICAGO, IL 60606
Mailing Address: 191 N. WACKER DRIVE, SUITE 2500, CHICAGO, IL 60606
HENLEY & COMPANY LLC
1290 RXR PLAZA, UNIONDALE, NY 11556
HENNION & WALSH, INC.
2001 ROUTE 46, WATERVIEW PLAZA, PARSIPPANY, NJ 07054-1018
HERALD INVESTMENT MARKETING, LLC
GATEWAY CORPORATE CENTER, SUITE 216, 223 WILMINGTON WEST CHESTER PIKE, CHADDS FORD, PA 19317
HERBERT J. SIMS & CO. INC.
2150 POST ROAD, SUITE 301, FAIRFIELD, CT 06824
HERITAGE CAPITAL GROUP, INC.
4417 BEACH BOULEVARD, SUITE 302, JACKSONVILLE, FL 32207
HERITAGE FINANCIAL SYSTEMS, INC.
5 GREAT VALLEY PARKWAY, SUITE 334, MALVERN, PA 19355
HERNDON PLANT OAKLEY, LTD.
800 NORTH SHORELINE BLVD., SUITE 2200 SOUTH, CORPUS CHRISTI, TX 78401
HEWINS BROKERAGE SERVICES, LLC
2501 WEST BELTLINE HIGHWAY, SUITE 401, MADISON, WI 53713
HFF SECURITIES L.P.
10250 CONSTELLATION PLACE, STE. 1000, LOS ANGELES, CA 90067
HGP SECURITIES, LLC
2001 KIRBY DRIVE, SUITE 814, HOUSTON, TX 77019
HIGGINS CAPITAL MANAGEMENT, INC.
2223 AVENIDA DE LA PLAYA STE. 210, LA JOLLA, CA 92037-3218
HIGHBANK SECURITIES LLC
1 SOUTH STREET, SUITE 1260, BALTIMORE, MD 21202
HIGHLAND CAPITAL FUNDS DISTRIBUTOR, INC.
200 CRESCENT COURT, SUITE 700, DALLAS, TX 75201
HIGHLANDER CAPITAL GROUP, INC.
535 MILLBURN AVENUE, SHORT HILLS, NJ 07078
HIGHTOWER SECURITIES, LLC
200 WEST MADISON STREET, SUITE 2500, CHICAGO, IL 60606-3414
HILBY WILSON INC.
4531 N. 16TH ST #124, PHOENIX, AZ 85016
HILCO CORPORATE FINANCE, LLC
5 REVERE DRIVE, SUITE 300, NORTHBROOK, IL 60062
HILLTOP SECURITIES INC.
1201 ELM ST, SUITE 3500, DALLAS, TX 75270-2180
HILLTOP SECURITIES INDEPENDENT NETWORK INC.
1201 ELM STREET, SUITE 3500, DALLAS, TX 75270
HIMCO DISTRIBUTION SERVICES COMPANY
ONE HARTFORD PLAZA, HARTFORD, CT 06155
Mailing Address: ONE HARTFORD PLAZA, HO-1-9 LAW DEPARTMENT, HARTFORD, CT 06155
HINES SECURITIES, INC.
2800 POST OAK BOULEVARD, SUITE 4700, HOUSTON, TX 77056
HITHERLANE PARTNERS, LLC
900 3RD AVENUE, SUITE 1401, NEW YORK, NY 10022
HMC INVESTMENTS, INC.
2100 3RD AVENUE NORTH, SUITE 600, BIRMINGHAM, AL 35203
HODES WEILL SECURITIES, LLC
850 THIRD AVE, 16TH FLOOR, NEW YORK, NY 10022
HOLD BROTHERS CAPITAL LLC
10 WEST 46TH STREET, SUITE 1407, NEW YORK, NY 10036
HOLLISTER ASSOCIATES, LLC
713 NEW MARKET DRIVE, MT. PLEASANT, SC 29464
HOLLOWAY & ASSOCIATES, INC.
ONE MILL PLACE, STE 101, EASTON, MD 21601
Mailing Address: P.O. BOX 1559, EASTON, MD 21601
HOLLY STREET SECURITIES
17014 NEW COLLEGE AVENUE, SUITE 200-C, WILDWOOD, MO 63040
HOME FINANCIAL SERVICES, INC.
507 MARKET STREET, KNOXVILLE, TN 37902
HONEY BADGER INVESTMENT SECURITIES, LLC
2010 MAIN STREET, SUITE 320, IRVINE, CA 92614
HORACE MANN INVESTORS, INC.
ONE HORACE MANN PLAZA, SPRINGFIELD, IL 62715-0001
HORAN SECURITIES, INC.
4990 EAST GALBRAITH ROAD, CINCINNATI, OH 45236
Mailing Address: 4990 E GALBRAITH RD, CINCINNATI, OH 45236-6711
HORNOR, TOWNSEND & KENT, INC.
600 DRESHER RD, STE C1C, HORSHAM, PA 19044
HOULIHAN CAPITAL, LLC
500 W. MADISON STREET, SUITE 2600, CHICAGO, IL 60661
HOULIHAN LOKEY CAPITAL, INC.
10250 CONSTELLATION BOULEVARD, 5TH FLOOR, LOS ANGELES, CA 90067
HOVDE GROUP, LLC
1629 COLONIAL PARKWAY, INVERNESS, IL 60067
HP SECURITIES, INC.
1500 SW FIRST #910, PORTLAND, OR 97201
HRC FUND ASSOCIATES, LLC
100 WALL STREET, 20TH FLOOR, NEW YORK, NY 10005
HSBC SECURITIES (USA) INC.
452 FIFTH AVENUE, NEW YORK CITY, NY 10018
Mailing Address: 1421 W. SHURE DRIVE, SUITE 100, ARLINGTON HEIGHTS, IL 60004
HT CAPITAL SECURITIES, LLC
437 MADISON AVE. SUITE 19D, NEW YORK, NY 10022
HUB INTERNATIONAL INVESTMENT SERVICES INC.
2300 CLAYTON ROAD, SUITE 300, CONCORD, CA 94520
HUCKIN FINANCIAL GROUP, INC.
3700 BUFFALO SPEEDWAY, SUITE 950, HOUSTON, TX 77098
HUDSON CAPITAL ADVISORS BD LLC
100 WILSHIRE BOULEVARD, SUITE 700, SANTA MONICA, CA 90401
HUDSON HERITAGE CAPITAL MANAGEMENT, INC.
20 BALTIC PLACE SUITE 2, CROTON-ON-HUDSON, NY 10520
HUDSON HOUSING SECURITIES LLC
630 FIFTH AVENUE, 28TH FLOOR, NEW YORK, NY 10111
HUDSON PARTNERS SECURITIES LLC
SIX LANDMARK SQUARE, 3RD FLOOR, STAMFORD, CT 06901
HUFFMAN PRAIRIE CAPITAL, LLC
10510 SPRINGBORO PIKE, MIAMISBURG, OH 45342
HUNNICUTT & CO. LLC
110 E. 59TH STREET, 32ND FLOOR, NEW YORK, NY 10022
HUNT FINANCIAL SECURITIES
4 INTERNATIONAL DRIVE, SUITE 100, RYE BROOK, NY 10573
Mailing Address: 4 INTERNATIONAL DRIVE, SUITE 100, RYE BROOK, NY 10573
HUNTER ASSOCIATES LLC
436 SEVENTH AVENUE, KOPPERS BUILDING, FIFTH FLOOR, PITTSBURGH, PA 15219-1818
Mailing Address: 436 SEVENTH AVENUE-5TH FLOOR, PITTSBURGH, PA 15219
HUNTER, KEITH, MARSHALL & CO., INCORPORATED
1430 BROADWAY, 14TH FLOOR NE, NEW YORK, NY 10018
HUNTLEIGH SECURITIES CORPORATION
7800 FORSYTH BLVD., 5TH FLOOR, ST. LOUIS, MO 63105
HUNTWICKE SECURITIES, LLC
6 PARK STREET, TOPSFIELD, MA 01983
HURON TRANSACTION ADVISORY LLC
550 WEST VAN BUREN STREET, SUITE 1700, CHICAGO, IL 60607
HUTCHINSON, SHOCKEY, ERLEY & CO.
222 WEST ADAMS-STE 1700, CHICAGO, IL 60606-5308
HWJ CAPITAL PARTNERS II, LLC
7400 NORTH FEDERAL HIGHWAY, SUITE A5, BOCA RATON, FL 33487
HYDE PARK CAPITAL ADVISORS, LLC
701 N. FRANKLIN STREET, TAMPA, FL 33602
