Source:Â https://www.finra.org/about/firms-we-regulate
Updated: 4/17/18
FINRA Member Firms M
# A B C D E F G H I J K L M N O P Q R S T U V W X Y Z
M B FINANCIAL SERVICES
193 DOWD ST, NEWINGTON, CT 06111
Mailing Address: P.O. BOX 963, AVON, CT 06001-0963
M BARC INVESTMENT GROUP, INC.
8875 HIDDEN RIVER PARKWAY, SUITE 300, TAMPA, FL 33637
Mailing Address: 8383 GREENWAY BLVD, SUITE 600, MADISON, WI 53562
M FINANCIAL SECURITIES MARKETING, INC.
1125 NW COUCH STREET, SUITE 900, PORTLAND, OR 97209
M HOLDINGS SECURITIES, INC.
1125 N.W. COUCH STREET, SUITE 900, PORTLAND, OR 97209
Mailing Address: P.O. BOX 2207, PORTLAND, OR 97208-2207
M&A CAPITAL, LLC
32129 LINDERO CANYON ROAD, SUITE 204, WESTLAKE VILLAGE, CA 91361
M&A SECURITIES GROUP, INC.
4151 N. MULBERRY DRIVE, SUITE 252, KANSAS CITY, MO 64116
M&T SECURITIES, INC.
285 DELAWARE AVE., SUITE 2000, BUFFALO, NY 14202
M. E. ALLISON & CO., INC.
950 EAST BASSE ROAD, SECOND FLOOR, SAN ANTONIO, TX 78209-1831
M. GRIFFITH INVESTMENT SERVICES, INC.
555 FRENCH ROAD – BUILDING 2, NEW HARTFORD, NY 13413-9900
M. H. LEBLANG, INC.
300 E. 56TH STREET, NEW YORK, NY 10022
Mailing Address: 300 E. 56TH ST #6F, NEW YORK, NY 10022
M. S. HOWELLS & CO.
20555 N. PIMA ROAD, SUITE #100, SCOTTSDALE, AZ 85255
M. ZUCKER, INC.
771 W END AVE, NEW YORK, NY 10025
M.D. SASS SECURITIES, L.L.C.
1185 AVENUE OF THE AMERICAS, 18TH FLOOR, NEW YORK, NY 10036-2699
Mailing Address: 1185 AVENUE OF THE AMERICAS, NEW YORK, NY 10036-2699
M.M. DILLON & CO. LLC
ONE SOUND SHORE DRIVE, SUITE 100, GREENWICH, CT 06830
M1 FINANCE LLC
213 WEST INSTITUTE PLACE, SUITE 301, CHICAGO, IL 60610
M2O PRIVATE FUND ADVISORS LLC
12 WATER STREET, SUITE 200, WHITE PLAINS, NY 10601
M3 CAPITAL PARTNERS LLC
150 SOUTH WACKER DRIVE, SUITE 3100, CHICAGO, IL 60606
MAA – MENTOR ALTERNATIVE ADVISORS LLC
500 WEST PUTNAM AVE., STE 400, GREENWICH, CT 06830
MACGREGOR GLOBAL INVESTMENTS, LLC
980 N. MICHIGAN AVE., SUITE 1350, CHICAGO, IL 60611
MACK INVESTMENT SECURITIES, INC.
211 WAUKEGAN RD., SUITE 300, NORTHFIELD, IL 60093
MACKIE RESEARCH USA INC.
199 BAY STREET, SUITE 4500, COMMERCE COURT WEST, TORONTO, M5L 1G2 CANADA
MACQUARIE CAPITAL (USA) INC.
125 WEST 55TH STREET, LEVEL 22, NEW YORK, NY 10019
MACQUARIE CAPITAL MARKETS NORTH AMERICA LTD.
BROOKFIELD PLACE, 181 BAY STREET, SUITE 3100, P.O.BOX 830, TORONTO, ONTARIO, M5J 2T3 CANADA
Mailing Address: BROOKFIELD PLACE, 181 BAY STREET, SUITE 3100, P.O. BOX 830, TORONTO, ONTARIO, M5J 2T3 CANADA
MACRO RISK ADVISORS LLC
708 3RD AVENUE, 24TH FLOOR, NEW YORK, NY 10017
MADEIRA CAPITAL, LLC
315 MANITOBA AVE., SUITE 100, WAYZATA, MN 55391
MADISON AVENUE SECURITIES, LLC
15050 AVENUE OF SCIENCE, SUITE 150, SAN DIEGO, CA 92128
MADISON GLOBAL PARTNERS LLC
350 VANDERBILT MOTOR PARKWAY, SUITE 205, HAUPPAUGE, NY 11788
MADISON PAIGE SECURITIES LLC
599 LEXINGTON AVENUE, 47TH FLOOR, NEW YORK, NY 10022
MADISON PARK GROUP LLC
3 PARK AVENUE, SUITE 3102A, NEW YORK, NY 10016
MAFG RIA SERVICES, INC.
102 GAITHER DRIVE, SUITE 5, MT. LAUREL, NJ 08054
MAGV SECURITIES, INC.
234 5TH AVENUE, SUITE 506, NEW YORK, NY 10001
MAIA SECURITIES, INC.
18958 DAISETTA ST. SUITE 305, ROWLAND HEIGHTS, CA 91748
MAINE SECURITIES CORPORATION
15 MONUMENT SQUARE, PORTLAND, ME 04101
MAINFIRST SECURITIES US INC.
KENNEDYALLEE 76, FRANKFURT AM MAIN, 60596 GERMANY
MAINLINE SECURITIES LLC
308 EAST LANCASTER AVE, STE 302, WYNNEWOOD, PA 19096
MAINLINE WEST MUNICIPAL SECURITIES LLC
700 SEVENTEENTH ST., SUITE 1500, DENVER, CO 80202
MAINSPRING CAPITAL MANAGEMENT, LLC
600 S. LAKE AVE., SUITE 401, PASADENA, CA 91106
MAITLAND SECURITIES, INC.
1111 DOUGLAS AVENUE, ALTAMONTE SPRINGS, FL 32714
MALLORY CAPITAL GROUP, LLC
62 DEEPWOOD ROAD, STE. 204, DARIEN, CT 06820
MAN INVESTMENTS INC.
HSBC TOWER, 452 5TH AVENUE, 27TH FLOOR, NEW YORK, NY 10018
MANA SECURITIES LLC
142 W 57TH STREET, 14TH FLOOR, NEW YORK, NY 10019
MANAGED ACCOUNT SERVICES, LLC
2 GREAT VALLEY PARKWAY, SUTE 130, MALVERN, PA 19355
MANN MANN JENSEN PARTNERS LP
733 THIRD AVENUE, 24TH FLOOR, NEW YORK, NY 10017
MANNING & NAPIER INVESTOR SERVICES, INC.
290 WOODCLIFF DRIVE, FAIRPORT, NY 14450
MANOR PARK SECURITIES LLC
125 PARK AVENUE, 25TH FLOOR, NEW YORK, NY 10017
Mailing Address: 17 MAYHEW AVE, LARCHMONT, NY 10538
MANOR PRIVATE CAPITAL, LLC
1 HARBOR POINT ROAD, SUITE 800, STAMFORD, CT 06902
MANORHAVEN CAPITAL LLC
120 WALL STREET, 25TH FLOOR, NEW YORK, NY 10005
MANTLE CAPITAL ADVISORS LLC
485 MADISON AVENUE, 15TH FLOOR, NEW YORK, NY 10022
MAPLEWOOD INVESTMENT ADVISORS, INC.
12222 MERIT DR, SUITE 1390, DALLAS, TX 75251
MARATHON CAPITAL MARKETS, LLC
200 W. MADISON STREET, SUITE 3650, CHICAGO, IL 60606
MARBLE TWO CAPITAL, LLC
11766 WILSHIRE BLVD. STE 1230, LOS ANGELES, CA 90025
MARC J. LANE & COMPANY
70 W. MADISON, SUITE 2050, CHICAGO, IL 60602-4256
MARCH CAPITAL CORP.
2 N LASALLE ST STE 2300, CHICAGO, IL 60602-3975
MARCO POLO SECURITIES INC.
144 EAST 44TH STREET, 8TH FLOOR, NEW YORK, NY 10017
MARIANA CAPITAL USA, LLC
1441 W. UTE BLVD,, SUITE 280, PARK CITY, UT 84098
MARINER GROUP CAPITAL MARKETS, LLC
500 MAMARONECK AVENUE, 4TH FLOOR, HARRISON, NY 10528
MARINER INVESTMENT GROUP
9601 KATY FREEWAY, SUITE 400, HOUSTON, TX 77024
MARIVA CAPITAL MARKETS, LLC
150 SE 2ND AVENUE, SUITE PH 3, MIAMI, FL 33131
MARK J. MULLER EQUITIES, INC.
18 CAYUGA ROAD, SCARSDALE, NY 10583
MARKET SECURITIES, LLC
85 BROAD STREET, 18TH FLOOR, NEW YORK, NY 10004
MARKETAXESS CORPORATION
299 PARK AVENUE, 10TH FLOOR, NEW YORK, NY 10171
MARKS BAUGHAN SECURITIES LLC
EIGHT TOWER BRIDGE, 161 WASHINGTON ST., SUITE 1390, CONSHOHOCKEN, PA 19428
MARLIN & ASSOCIATES SECURITIES LLC
570 LEXINGTON AVE, 48TH FLOOR, NEW YORK, NY 10022
MARRIOTT SECURITIES, LLC
THREE JAMES CENTER, 1051 EAST CARY STREET, SUITE 1125, RICHMOND, VA 23219
MARSCO INVESTMENT CORPORATION
101 EISENHOWER PARKWAY, ROSELAND, NJ 07068
MARSHBERRY CAPITAL, INC.
28601 CHAGRIN BOULEVARD, SUITE 400, WOODMERE, OH 44122
MARTIN NELSON & CO., INC.
1500 WESTLAKE AVE N. STE 200, SEATTLE, WA 98109-3031
MARTIN WOLF
2033 NORTH MAIN STREET, SUITE 1050, WALNUT CREEK, CA 94596
MARTINSON & COMPANY, LTD.
140 BARRY AVENUE NORTH, WAYZATA, MN 55391
MARV CAPITAL INC.
450 7TH AVENUE, SUITE 609, NEW YORK, NY 10123
MARWOOD GROUP
733 THIRD AVENUE, 11TH FLOOR, NEW YORK, NY 10017
MARWOOD GROUP RESEARCH
733 THIRD AVE., 11TH FLOOR, NEW YORK, NY 10017
MASON CAPITAL GROUP, LLC
110 EAST 59TH STREET, NEW YORK, NY 10022
MASON SECURITIES, INC.
11130 SUNRISE VALLEY DRIVE, SUITE 200, RESTON, VA 20191-5321
MATRIX 360 DISTRIBUTORS, LLC
4300 SHAWNEE MISSION PARKWAY, SUITE 100, FAIRWAY, KS 66205
MATRIX EXECUTIONS, LLC
135 S LA SALLE SUITE 3900, CHICAGO, IL 60603
MATTHEWS SOUTH, LLC
1700 SOUTH EL CAMINO REAL, SUITE 345, SAN MATEO, CA 94402
MAULDIN SECURITIES, LLC
2900 MCKINNON, SUITE 1708, DALLAS, TX 75201
MAXIM GROUP LLC
405 LEXINGTON AVENUE, NEW YORK, NY 10174
MAXWELLFORT INVESTMENTS, LP
999 BRICKELL AVENUE, SUITE 500, MIAMI, FL 33131
Mailing Address: 999 BRICKELL AVENUE, SUITE 560, MIAMI, FL 33131
MAY CAPITAL GROUP, L.L.C.
250 WEST 57TH STRET, SUITE 1614, NEW YORK, NY 10107
Mailing Address: 250 WEST 57TH STREET, SUITE 1614, NEW YORK, NY 10107
MAYBANK KIM ENG SECURITIES USA INC.
777 THIRD AVENUE 21ST FLOOR, NEW YORK, NY 10017-1376
MAYHILL AGENCY, LLC
17 PARK MEADOW LANE, WEST LONG BRANCH, NJ 07764
MAZZONE & ASSOCIATES, INC.
75 FOURTEENTH ST., NE, SUITE 2800, OFFICE TOWER AT FOUR SEASONS, ATLANTA, GA 30309
MBS CAPITAL MARKETS, LLC
4890 W. KENNEDY BLVD., SUITE 940, TAMPA, FL 33609
MBS SOURCE ETRADING, INC.
9725 SE 36TH STREET, SUITE 410, MERCER ISLAND, WA 98040
MBSC SECURITIES CORPORATION
200 PARK AVENUE, NEW YORK, NY 10166
Mailing Address: 225 LIBERTY STREET, 19TH FLOOR, NEW YORK, NY 10281
MC CAPITAL MARKETS, LLC
190 S. LASALLE STREET, SUITE 3250, CHICAGO, IL 60603-3547
MC SQUARE CAPITAL, LLC
71 ARCH STREET, GREENWICH, CT 06830
MCAP LLC
1633 BROADWAY 28TH FLOOR, NEW YORK, NY 10019
MCCAFFERTY & COMPANY, LLC
2029 CENTURY PARK EAST, SUITE 1140, LOS ANGELES, CA 90067
MCCAULEY SECURITIES, LTD.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET – SUITE 1704, NEW YORK, NY 10005
MCCLURG CAPITAL CORPORATION
950 NORTHGATE DRIVE-SUITE 301, SAN RAFAEL, CA 94903
Mailing Address: 950 NORTHGATE DRIVE, SUITE 301, SAN RAFAEL, CA 94903
MCCOURTNEY-BRECKENRIDGE & COMPANY
10097 MANCHESTER ROAD, STE. 101, ST. LOUIS, MO 63122
Mailing Address: 10097 MANCHESTER ROAD, STE 101, ST. LOUIS, MO 63122
MCDERMOTT INVESTMENT SERVICES, LLC
ONE WEST BROAD STREET, 11TH FLOOR, BETHLEHEM, PA 18018
Mailing Address: P.O. BOX 1889, BETHLEHEM, PA 18016
MCDONALD PARTNERS LLC
1301 EAST 9TH STREET, SUITE 3700, CLEVELAND, OH 44114
MCDUFFIE/MORRIS FINANCIAL GROUP, INC.
3 BROADRIVER ROAD, ORMOND BEACH, FL 32174-8744
MCG SECURITIES LLC
37 WEST AVE, SUITE 301, WAYNE, PA 19087
MCLAUGHLIN RYDER INVESTMENTS, INC.
1421 PRINCE STREET, SUITE 200, ALEXANDRIA, VA 22314
MCLEAN SECURITIES, LLC
7918 JONES BRANCH DRIVE, SUITE 750, MCLEAN, VA 22102
MCLINEY AND COMPANY
5201 JOHNSON DRIVE, SUITE 415, MISSION, KS 66205
MCM SECURITIES LLC
152 W. 57TH STREET, 52ND FLOOR, NEW YORK, NY 10019
MCMG CAPITAL ADVISORS, INC.
1021 EAST CARY STREET, SUITE 1150, RICHMOND, VA 23219
MCMORGAN & COMPANY CAPITAL ADVISORS LLC
ONE FRONT STREET, SUITE 500, SAN FRANCISCO, CA 94111-5327
MCNALLY FINANCIAL SERVICES CORPORATION
16414 SAN PEDRO, SUITE 930, SAN ANTONIO, TX 78232
Mailing Address: P.O. BOX 701928, SAN ANTONIO, TX 78270-1928
MCNAMEE LAWRENCE SECURITIES, LLC
126 NORTH WASHINGTON STREET, UNIT 1, BOSTON, MA 02114
MCP SECURITIES, LLC
777 THIRD AVENUE, 25TH FLOOR, NEW YORK, NY 10017
MCS CAPITAL MARKETS LLC
9 WEST 57TH STREET, 41ST FLOOR, NEW YORK, NY 10019
MD GLOBAL PARTNERS, LLC
825 THIRD AVENUE, 2ND FLOOR – SUITE 231, NEW YORK, NY 10022
MDB CAPITAL GROUP LLC
2425 CEDAR SPRINGS ROAD, DALLAS, TX 75201
MEADOWVALE ADVISORS LLC
521 5TH AVENUE, 17TH FLOOR, NEW YORK, NY 10175
MEANS WEALTH MANAGEMENT
802 STILLWATER AVENUE, BANGOR, ME 04401
Mailing Address: 802 STILLWATER AVENUE, BANGOR, ME 04401-3614
MEDIOBANCA SECURITIES USA LLC
565 5TH AVENUE 21ST FLOOR, NEW YORK, NY 10017
MEEDER INVESTMENT MANAGEMENT, INC.
6125 MEMORIAL DRIVE, DUBLIN, OH 43017-9767
Mailing Address: P.O. BOX 7177, DUBLIN, OH 43017-9767
MEESCHAERT CAPITAL MARKETS, INC.
444 MADISON AVENUE, 28TH FLOOR, NEW YORK, NY 10022
MEI NEW YORK, INC
115 BROADWAY, SUITE 1303, NEW YORK, NY 10006
MELIO SECURITIES COMPANY, LLC
ONE NORTHFIELD PLAZA, SUITE 300, NORTHFIELD, IL 60093-1251
MELVILLE ISLAND, LLC
141 WEST JACKSON BLVD., SUITE 1711, CHICAGO, IL 60604
MELVIN SECURITIES, L.L.C.
455 CITYFRONT PLAZA DRIVE, 31ST FLOOR, CHICAGO, IL 60611
MENALTO ADVISORS, LLC
2550 HANOVER STREET, PALO ALTO, CA 94304-1115
MENSURA SECURITIES, LLC
3060 PEACHTREE ROAD NW, SUITE 1600, ATLANTA, GA 30305
MENTOR SECURITIES, LLC
200 N. WESTLAKE BOULEVARD, SUITE 204, WESTLAKE VILLIAGE, CA 91362
MERCADIEN SECURITIES
3625 QUAKERBRIDGE ROAD, HAMILTON, NJ 08619
MERCANTIL INVESTMENT SERVICES, INC.
220 ALHAMBRA CIRCLE, PH FLOOR, CORAL GABLES, FL 33134
MERCAP SECURITIES, LLC
40 DARBY ROAD, PAOLI, PA 19301
MERCER ALLIED COMPANY, L.P.
321 BROADWAY, SARATOGA SPRINGS, NY 12866
Mailing Address: P.O. BOX 860, SARATOGA SPRINGS, NY 12866-0860
MERCURY CAPITAL ADVISORS, LLC
225 LIBERTY STREET, 36TH FLOOR, NEW YORK, NY 10281
MERCURY SECURITIES, LLC
1299 FOURTH STREET, SUITE 200, SAN RAFAEL, CA 94901
Mailing Address: 1299 FOURTH STREET, SUITE 200, SAN RAFAEL, CA 94901
MERGER & ACQUISITION CAPITAL SERVICES, LLC
320 EAST 53RD STREET, NEW YORK, NY 10022
MERIDIAN CAPITAL LLC
1809 SEVENTH AVENUE, SUITE 1330, SEATTLE, WA 98101-1393
MERIDIAN EQUITY PARTNERS, INC.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 17TH FLOOR, NEW YORK, NY 10005
MERIDIAN INVESTMENTS, INC.
1266 FURNACE BROOK PARKWAY, QUINCY, MA 02169
MERIDIEN FINANCIAL GROUP, INC.
10 DORRANCE STREET, SUITE 524, PROVIDENCE, RI 02903
MERIT HARBOR CAPITAL
2515 SO. HOOD STREET, TACOMA, WA 98402
MERRILL LYNCH PROFESSIONAL CLEARING CORP.
ONE BRYANT PARK, 6TH FLOOR, NY1-100-06-01, NEW YORK, NY 10036
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ONE BRYANT PARK, NEW YORK, NY 10036
Mailing Address: 222 BROADWAY, NY3-222-12-05, NEW YORK, NY 10038
MERRION SECURITIES, LLC
210 ELMER STREET, WESTFIELD, NJ 07090
MESIROW FINANCIAL, INC.
353 N. CLARK STREET, CHICAGO, IL 60654
METHUSELAH CAPITAL LLC
800 THIRD AVENUE, 39TH FLOOR, NEW YORK, NY 10022
METLIFE INVESTMENTS SECURITIES, LLC
ONE METLIFE WAY, WHIPPANY, NJ 07981-1449
METLIFE INVESTORS DISTRIBUTION COMPANY
200 PARK AVENUE 4TH FLOOR, NEW YORK CITY, NY 10166
METRIC POINT CAPITAL, LLC
ONE STAMFORD PLAZA, 263 TRESSER BOULEVARD, 9TH FLOOR, STAMFORD, CT 06901
METRONOME SECURITIES, LLC
200 W. MADISON, SUITE 2260, CHICAGO, IL 60606
METROPOLITAN CAPITAL INVESTMENT BANC, INC.
9 EAST ONTARIO, CHICAGO, IL 60611
METZLER SECURITIES GMBH
UNTERMAINANLAGE 1, FRANKFURT AM MAIN, D-60329 GERMANY
MFA SECURITIES, LLC
1 HIGHWOOD DRIVE, TEWKSBURY, MA 01876
MFD DISTRIBUTOR, LLC
550 SCIENCE DRIVE, MADISON, WI 53711
MFR SECURITIES, INC.
630 THIRD AVENUE, SUITE 1203, NEW YORK, NY 10017
MFS FUND DISTRIBUTORS, INC.
111 HUNTINGTON AVENUE, BOSTON, MA 02199
MGI FUNDS DISTRIBUTORS, LLC
899 CASSATT ROAD, 400 BERWYN PARK, BERWYN, PA 19312
MGO SECURITIES CORP.
24400 CHAGRIN BLVD, SUITE 310, BEACHWOOD, OH 44122
MHA FINANCIAL CORP
4 PHEASANT HILL ST., PO BOX 409, WESTWOOD, MA 02090-0409
Mailing Address: P.O. BOX 409, WESTWOOD, MA 02090-0409
MHT SECURITIES, LP
2021 MCKINNEY AVENUE, SUITE 1950, DALLAS, TX 75201
MIAC CAPITAL MARKETS LLC
521 FIFTH AVENUE, SUITE 900, NEW YORK, NY 10175-0999
MICHIGAN SECURITIES, INC.
21415 CIVIC CENTER DR STE 200, SOUTHFIELD, MI 48076-1901
MICROVENTURE MARKETPLACE INC.
2905 SAN GABRIEL STREET, SUITE 212, AUSTIN, TX 78705
MID ATLANTIC CAPITAL CORPORATION
1251 WATERFRONT PLACE, SUITE 510, PITTSBURGH, PA 15222-6368
MID ATLANTIC CLEARING & SETTLEMENT CORPORATION
1251 WATERFRONT PLACE, SUITE 540, PITTSBURGH, PA 15222
MID-ATLANTIC SECURITIES, INC.
4001 BARRETT DRIVE, SUITE 100, RALEIGH, NC 27609
MID-CONTINENT SECURITIES ADVISORS, LTD.
1218 WEBSTER STREET, HOUSTON, TX 77002-8841
MID-MARKET SECURITIES, LLC
24 JAMES ROAD, MOUNT KISCO, NY 10549
MID-SHIP SECURITIES LLC
145 MAIN STREET, PORT WASHINGTON, NY 11050
MIDAS SECURITIES GROUP, INC.
11 HANOVER SQUARE, 12TH FLOOR, NEW YORK, NY 10005
Mailing Address: 11 HANOVER SQUARE, NEW YORK, NY 10005
MIDDLE MARKET TRANSACTIONS, INC.
158 WEST PRAIRIE AVENUE, SUITE 108, DECATUR, IL 62523
MIDDLEGATE SECURITIES LTD.
8 WEST 40TH STREET, 4TH FLOOR, NEW YORK, NY 10018-3805
MIDDLEMARCH SECURITIES LLC
700 CANAL ST., BUILDING 1, FLOOR 1, SUITE 148, STAMFORD, CT 06902
MIDKIFF & STONE CAPITAL GROUP, INC.
09/01/20155410 LOS ROBLES, CARLSBAD, CA 92008
Mailing Address: 5410 LOS ROBLES, CARLSBAD, CA 92008
MIDLAND SECURITIES, LTD
1605 LBJ FREEWAY, SUITE 710, DALLAS, TX 75234
MIDTOWN PARTNERS
380 LEXINGTON AVE, SUITE 3000, NEW YORK, NY 10168
MIDWESTERN SECURITIES TRADING COMPANY, LLC
300 E WASHINGTON STREET SUITE 3, EAST PEORIA, IL 61611
Mailing Address: 300 E WASHINGTON STREET SUITE 3, P.O. BOX 2528, EAST PEORIA, IL 61611
MILESTONE INVESTMENTS, INC.
10700 SIKES PLACE, SUITE 315, CHARLOTTE, NC 28277-0729
MILLCO ADVISORS, LP
555 MADISON AVENUE, 16TH FLOOR, NEW YORK, NY 10022
MILLENNIUM ADVISORS, LLC
11605 N COMMUNITY HOUSE DR, SUITE 550, CHARLOTTE, NC 28277
Mailing Address: 11605 N COMMUNITY HOUSE DR., SUITE 550, CHARLOTTE, NC 28277
MILLER BUCKFIRE & CO., LLC
787 7TH AVENUE, 5TH FLOOR, NEW YORK, NY 10019
MILLINGTON INVESTMENTS, LLC
222 S. MILL ST., NAPERVILLE, IL 60540
MILLINGTON SECURITIES, INC.
331 NEWMAN SPRINGS ROAD, SUITE 101, RED BANK, NJ 07701
MINISTRY PARTNERS SECURITIES, LLC
915 W. IMPERIAL HIGHWAY, SUITE 120, BREA, CA 92821
Mailing Address: 21860 BURBANK BLVD., SUITE 150, WOODLAND HILLS, CA 91367
MINT BROKERS
ONE SEAPORT PLAZA, 19TH FLOOR, NEW YORK, NY 10038
MINT GLOBAL MARKETS, INC.
1717 ROUTE 6 SUITE 102, CARMEL, NY 10512
MIRABELLA US, LLC
455 MARKET STREET, SUITE 970, SAN FRANCISCO, CA 94105
MIRAE ASSET SECURITIES (USA) INC.
810 SEVENTH AVENUE, 37TH FLOOR, NEW YORK, NY 10019
MIRAE ASSET WEALTH MANAGEMENT (USA) INC.
3701 WILSHIRE BLVD., SUITE 101, LOS ANGELES, CA 90010
MIRUS SECURITIES, INC.
200 SUMMIT DRIVE, SUITE 460, BURLINGTON, MA 01803
MISCHLER FINANCIAL GROUP, INC.
1111 BAYSIDE DRIVE, SUITE 100, CORONA DEL MAR, CA 92625
MIT ASSOCIATES, LLC
SIX LANDMARK SQUARE, 3RD FLOOR, STAMFORD, CT 06901
MITCHELL ENERGY ADVISORS, LLC
7515 GREENVIILLE AVENUE, SUITE 905, DALLAS, TX 75231
MIURA CAPITAL, LLC
1110 BRICKELL AVE, SUITE 515, MIAMI, FL 33131
MIZUHO SECURITIES USA LLC
320 PARK AVENUE, 12TH FLOOR, NEW YORK, NY 10022
MJ CAPITAL PARTNERS, LLC
ONE CALIFORNIA PLAZA, 300 GRAND AVE., SUITE 4050, LOS ANGELES, CA 90071
MKM PARTNERS LLC
300 FIRST STAMFORD PLACE, 4TH FLOOR EAST WING, STAMFORD, CT 06902
MLV & CO. LLC
299 PARK AVENUE, 7TH FLOOR, NEW YORK, NY 10171
MM IGLOBAL INC.
2 WALL STREET, ROOM 805, NEW YORK, NY 10005
MMA SECURITIES LLC
1166 AVENUE OF THE AMERICAS, NEW YORK, NY 10036
MMC SECURITIES LLC
1166 AVENUE OF THE AMERICAS, NEW YORK, NY 10036
MML DISTRIBUTORS, LLC
100 BRIGHT MEADOW BLVD., ENFIELD, CT 06082
MML INVESTORS SERVICES, LLC
1295 STATE STREET, SPRINGFIELD, MA 01111-0001
MML STRATEGIC DISTRIBUTORS, LLC
1295 STATE STREET, SPRINGFIELD, MA 01111-0001
MMX GLOBAL PARTNERS, LLC
328 BARRY AVE S, SUITE 205, WAYZATA, MN 55391
MNR EXECUTIONS, LLC
141 WEST JACKSON BLVD., SUITE 3900, CHICAGO, IL 60604
MOELIS & COMPANY LLC
399 PARK AVENUE, 5TH FLOOR, NEW YORK, NY 10022
MOGUL SECURITIES, LLC
10780 SANTA MONICA BOULEVARD, SUITE 140, LOS ANGELES, CA 90025
MOLONEY SECURITIES CO., INC.
13537 BARRETT PARKWAY DRIVE, #300, MANCHESTER, MO 63021
MONARCH CAPITAL GROUP, LLC
500 FIFTH AVENUE, SUITE 2240, NEW YORK, NY 10110
MONERE INVESTMENTS, INC.
135 S. LASALLE STREET, SUITE 4150, CHICAGO, IL 60603
MONEX SECURITIES, INC.
440 LOUISIANA STREET, SUITE 1240, HOUSTON, TX 77002
MONEY CONCEPTS CAPITAL CORP
11440 NORTH JOG ROAD, PALM BEACH GARDENS, FL 33418
Mailing Address: 11440 NORTH JOG ROAD, PALM BEACH GARDENS, FL 33418-3764
MONEY MANAGEMENT ADVISORY, INC.
102 W. STREET RD, FEASTERVILLE, PA 19053
MONITOR CAPITAL LLC
8 SOUNDSHORE DRIVE, GREENWICH, CT 06830
MONNESS CRESPI HARDT & CO., INC.
767 THIRD AVENUE, NEW YORK, NY 10017-2047
MONROE FINANCIAL PARTNERS, INC.
100 N RIVERSIDE PLAZA SUITE 1620, CHICAGO, IL 60606
Mailing Address: 100 N RIVERSIDE PLAZA SUITE 1620, CHICAGO, IL 60606
MONTAGE SECURITIES, LLC
5700 W 112TH STREET, SUITE 500, OVERLAND PARK, KS 66211
MONTMINY SECURITIES, LLC
12100 WILSHIRE BLVD., SUITE 150, LOS ANGELES, CA 90025
Mailing Address: 12100 WILSHIRE BLVD., SUITE 150, LOS ANGELES, CA 90025
MONTROSE SECURITIES INTERNATIONAL
3 HARBOR DRIVE, SUITE 117, SAUSALITO, CA 94965
MONUMENT GROUP, INC.
500 BOYLSTON STREET, SUITE 1150, BOSTON, MA 02116
MOODY CAPITAL SOLUTIONS, INC
2458 DUNKERRIN LANE, ATLANTA, GA 30360
MOODY SECURITIES, LLC
6363 WOODWAY SUITE 110, HOUSTON, TX 77057
MOORELAND PARTNERS LLC
140 EAST 45TH STREET, 18TH FLOOR, NEW YORK, NY 10017
MOORGATE SECURITIES LLC
1 ROCKEFELLER PLAZA, 24TH FLOOR, NEW YORK, NY 10020
MOORS & CABOT, INC.
111 DEVONSHIRE STREET, BOSTON, MA 02109
MORA WM SECURITIES
1450 BRICKELL AVENUE, SUITE 2990, MIAMI, FL 33131
MORETON CAPITAL MARKETS, LLC
101 S. 200 E. SUITE 300, SALT LAKE CITY, UT 84111
Mailing Address: 101 S 200 E. SUITE 300, SALT LAKE CITY, UT 84111
MORGAN CREEK CAPITAL DISTRIBUTORS, LLC
100 PARK AVENUE, 28TH FLOOR, NEW YORK, NY 10017
MORGAN PARTNERS LLC
275 GROVE STREET, SUITE 2-400, NEWTON, MA 02466
MORGAN STANLEY
2000 WESTCHESTER AVENUE, PURCHASE, NY 10577-2530
Mailing Address: 100 SOUTH CHARLES STREET, 4TH FLOOR, BALTIMORE, MD 21201
MORGAN STANLEY & CO. LLC
1585 BROADWAY, NEW YORK, NY 10036-8293
Mailing Address: 100 SOUTH CHARLES STREET, 4TH FLOOR, C/O NORTH AMERICAN REGISTRATION, BALTIMORE, MD 21201
MORGAN STANLEY DISTRIBUTION, INC.
522 FIFTH AVENUE, NEW YORK, NY 10036
Mailing Address: 100 SOUTH CHARLES STREET, 4TH FLOOR, BALTIMORE, MD 21201
MORGAN WILSHIRE SECURITIES, INC.
59 HILTON AVE, SUITE 101, GARDEN CITY, NY 11530
MORNINGSIDE SECURITIES, LLC
70 WEST 36TH STREET, SUITE 12A, NEW YORK, NY 10018
MORNINGSTAR INVESTMENT SERVICES LLC
22 W WASHINGTON ST, CHICAGO, IL 60602-1605
MORRIS GROUP, INC.
8250 HAVERSTICK, SUITE 250, INDIANAPOLIS, IN 46240
MORTON SEIDEL & COMPANY, INC.
8730 WILSHIRE BLVD. SUITE 530, BEVERLY HILLS, CA 90211-2708
MOSAIC CAPITAL, LLC
49 BLEECKER STREET, SUITE 305, NEW YORK, NY 10012
MOSS ADAMS CAPITAL LLC
999 THIRD AVENUE, SUITE 2800, SEATTLE, WA 98104-4019
MOSS ADAMS SECURITIES & INSURANCE LLC
999 THIRD AVE STE 2800, SEATTLE, WA 98104
MOTIF
2 E. 3RD AVE., SAN MATEO, CA 94401
MOTILAL OSWAL SECURITIES INTERNATIONAL PRIVATE LIMITED
MOTILAL OSWAL TOWERS, GOKHALE & SAYANI RD., MAHARASHTRA, PRABHADEVI, MUMBAI, 400 025 INDIA
MOUNTAIN RIVER SECURITIES, INC.
700 17TH STREET, SUITE LL, DENVER, CO 80202
MOWELL FINANCIAL GROUP, INC.
407 EAST SIXTH AVENUE, TALLAHASSEE, FL 32303-6312
MPI SECURITIES, INC.
1000 LENOX DRIVE, LAWRENCE TOWNSHIP, NJ 08648
MSA SECURITIES, LLC
3110 MAIN STREET, SUITE 310, SANTA MONICA, CA 90405
MSC – BD, LLC
410 PEACHTREE PKWY STE 4245, CUMMING, GA 30041
MTS MARKETS INTERNATIONAL, INC.
14 WALL STREET, SUITE 4G, NEW YORK, NY 10005
Mailing Address: 14 WALL STREET, SUITE 4G, NEW YORK, NY 10005
MTS SECURITIES, LLC
623 FIFTH AVENUE, 14TH FLOOR, NEW YORK, NY 10022
MUFG SECURITIES AMERICAS INC.
1221 AVENUE OF THE AMERICAS, 6TH FLOOR, NEW YORK, NY 10020-1001
MUFSON HOWE HUNTER & PARTNERS LLC
1717 ARCH STREET, 39TH FLOOR, PHILADELPHIA, PA 19103
MULLIGAN INVESTMENT BANKERS, LLC
1548 E. OCEAN BLVD., NEWPORT BEACH, CA 92661
Mailing Address: 466 FOOTHILL, STE 377, LA CANADA, CA 91011
MULTI-BANK SECURITIES, INC.
1000 TOWN CENTER #2300, SOUTHFIELD, MI 48075
MULTIPLE FINANCIAL SERVICES, INC.
15615 ALTON PARKWAY, SUITE 450, IRVINE, CA 92618
Mailing Address: P.O. BOX 7447, CAPISTRANO BEACH, CA 92624-7447
MULTIVISTA SECURITIES LLC
575 MADISON AVENUE, 23RD FLOOR, NEW YORK, NY 10022
MUNDIAL FINANCIAL GROUP, LLC
40 WALL STREET, SUITE 1704, NEW YORK, NY 10005
Mailing Address: 40 WALL STREET, SUITE1704, NEW YORK, NY 10005
MUNICIPAL CAPITAL MARKETS GROUP, INC.
5220 SPRING VALLEY RD., STE. 522, DALLAS, TX 75254
MURIEL SIEBERT & CO., INC.
120 WALL STREET, 25TH FLOOR, NEW YORK, NY 10005
MURRAY SECURITIES, INC.
909 ESE LOOP 323, SUITE 200, TYLER, TX 75701
MUTUAL FUNDS ASSOCIATES INC.
1701 CHILI AVE, ROCHESTER, NY 14624
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
320 PARK AVENUE, NEW YORK, NY 10022
Mailing Address: 320 PARK AVENUE, NEW YORK, NY 10022-3869
MUTUAL OF AMERICA SECURITIES LLC
320 PARK AVENUE, NEW YORK, NY 10022
Mailing Address: 320 PARK AVENUE, NEW YORK, NY 10022-3869
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
3300 MUTUAL OF OMAHA PLAZA, OMAHA, NE 68175-1020
MUTUAL SECURITIES, INC.
807-A CAMARILLO SPRINGS ROAD, CAMARILLO, CA 93012
Mailing Address: P.O. BOX 2864, CAMARILLO, CA 93011
MUTUAL TRUST CO. OF AMERICA SECURITIES
2963 GULF TO BAY BLVD., SUITE #330, CLEARWATER, FL 33759
Mailing Address: 2963 GULF TO BAY BOULEVARD, SUITE #330, CLEARWATER, FL 33759
MUZINICH CAPITAL LLC
450 PARK AVENUE, SUITE 1800, NEW YORK, NY 10022
Mailing Address: 450 PARK AVENUE, SUITE 1800, NEW YORK, NY 10022
MV SECURITIES GROUP, INC.
1001 MCKINNEY, SUITE 1200, HOUSTON, TX 77002
MVISION PRIVATE EQUITY ADVISERS USA LLC
CONNAUGHT HOUSE, 1 – 3 MOUNT STREET, LONDON, W1K3NB UNITED KINGDOM
MVP CAPITAL ADVISORS, LLC
255 CALIFORNIA STREET, SUITE 850, SAN FRANCISCO, CA 94111
MVP FINANCIAL, LLC
30 BROAD STREET, SUITE 1450, NEW YORK, NY 10004
MWA FINANCIAL SERVICES INC.
1701 1ST AVENUE, ROCK ISLAND, IL 61201
MYSTIC CAPITAL MARKETS GROUP, LLC
165 MADISON AVENUE, SUITE 402, NEW YORK, NY 10016
